Abstract
Background.
The mechanisms by which genetic and environmental factors interact to promote asthma remain unclear. Both the IL-4 receptor alpha chain R576 (IL-4RαR576) variant and Notch4 license asthmatic lung inflammation by allergens and ambient pollutant particles by subverting lung regulatory T (Treg) cells in an IL-6-dependent manner.
Objective.
We examined the interaction between IL-4RαR576 and Notch4 in promoting asthmatic inflammation.
Methods.
Peripheral blood mononuclear cells (PBMCs) of asthmatics were analyzed for T helper type 2 cytokine production and Notch4 expression on Treg cells as a function of IL4RR576 allele. The capacity of IL-4RαR576 to upregulate Notch4 expression on Treg cells to promote severe allergic airway inflammation was further analyzed in genetic mouse models.
Results.
Asthmatics carrying the IL4RR576 allele had increased Notch4 expression on their circulating Treg cells as a function of disease severity and serum IL-6. Mice harboring the Il4raR576 allele exhibited increased Notch4-dependent allergic airway inflammation that was inhibited upon Treg cell-specific Notch4 deletion or treatment with an anti-Notch4 antibody. Signaling via IL-4RαR576 upregulated the expression in lung Treg cells of Notch4 and its downstream mediators Yap1 and beta-catenin, leading to exacerbated lung inflammation. This upregulation was dependent on growth factor receptor-bound protein 2 (GRB2) and IL-6 receptor.
Conclusion.
These results identify an IL-4RαR576 -regulated GRB2-IL-6-Notch4 circuit that promotes asthma severity by subverting lung Treg cell function.
Keywords: Asthma, interleukin 4 receptor, Notch4, GRB2, Regulatory T cells
Graphical Abstract

Introduction
The high prevalence of asthma across different societies is thought to reflect the interaction of genetic factors with environmental influences ushered by a shared modern life style with altered microbial exposures, high air pollution, increased exposure to indoor allergens and reduced physical activity1–4. Of particular interest is the impact of these changes on vulnerable populations, which suffer a disproportionate disease load and increased morbidity5–8. Such populations exhibit genetic variants that, in the context of specific environmental exposures, may act to increase asthma incidence and/or severity9,10. In that regard, we previously identified an interleukin 4 receptor (IL-4R) alpha chain variant with an arginine at position 576 (IL-4RαR576) that has been linked to asthma exacerbation and severity11–14. Notably, the IL-4RαR576 variant gives rise to robust mixed T helper type 2 (Th2) and type 17 (Th17) cell inflammation as compared to the classical Th2 cell inflammation seen in asthmatics15–17. The mechanism by which this variant promotes asthma was linked to its subversion of lung tissue regulatory T (Treg) cell responses by destabilizing these cells towards a Th17 cell fate16. These results established the key role played by immune dysregulation in exacerbating asthmatic inflammation in predisposed subjects18–20.
Further studies in the interim highlighted the interaction of this pathway with ambient particulate matter pollutants (PM), particularly ultrafine particles (UFP), in aggravating asthmatic inflammation17,21. The uptake of PM by alveolar macrophages (AM) activates the aryl hydrocarbon receptor pathway in the latter cells to induce the expression of the Notch receptor ligand Jagged1 (Jag1)17,21, which interacts with nascent induced Treg (iTreg) cells to drive their subversion. Recent studies have identified Notch4 as the Notch receptor on Treg cells involved in these interactions, whose expression on Treg cells is upregulated in an IL-6 and IL-33-dependent manner22. In this report, we demonstrate that Treg cell-intrinsic signaling via the IL-4RαR576 variant amplifies the expression of Notch4 on Treg cells by recruiting GRB2 to promote IL-6 expression. In turn, increased Notch4 expression mediates the exacerbated allergic inflammatory response effected by the IL-4Rα R576 variant. These results identified Notch4 as the central component of the immune dysregulatory circuit involved in the heightened asthmatic inflammation induced by the IL-4Rα R576 variant.
Results
Association of the IL4R576 allele with asthma diagnosis and disease severity.
The IL4R576 allele has previously been implicated in asthma severity and is highly prevalent in African Americans (12, 15, 16, 23). To investigate the relationship between genotype and asthma severity we studied a group of 184 children and young adults, including 132 subjects with asthma and 52 non-atopic controls. Age ranged from 1 to 21 years (mean 8.6 ± 3.8 years), while gender distribution showed a preponderance of males (n=105, 57.1%) vs females (n=79, 42.9%)(Table S1). Participants were recruited in the Allergy clinic at Boston Children’s Hospital and from inner city cohort populations (23, 24). Informed consent was obtained from adult participants and from legal guardians of minor subjects. Asthma severity was assigned based on EPR3 criteria and medication use. Asthmatic patients were grouped as having either intermittent/mild persistent asthma (n=78) or moderate/severe persistent asthma (n=54). Based on genotyping at the IL4R 576 codon, subjects were categorized as being either homozygous for the dominant allele (Q/Q, n=67, 36.4%), heterozygous (R/Q, n= 69, 37.5%) or homozygous variant allele (R/R, n= 48, 26.1%). The demographic and clinical characteristics of asthmatic and control subjects and the ethnicity distribution among each individual genotype are summarized in Table S1 and Figure S1. Among asthmatic individuals, allergic rhinitis with evidence of sensitization to aeroallergens (including tree pollen, grass pollen, weed pollen, animal dander, dust mites, mold) by either skin prick testing and/or specific IgE was present in 75.2% (98/125) individuals with available data (missing n=7), while 31.8% (42/132) of asthmatic subjects carried a diagnosis of food allergy based on history of clinical reaction and positive IgE testing to the culprit food. Distribution of individual allergies is shown in Table S1, with most children suffering from multiple food and/or environmental allergies. Total IgE and circulating eosinophil data were available for 80 and 92 asthmatic children, respectively. Mean total IgE level was 825.2 kU/L (range 2–7491), with 65% (52/80) of children manifesting elevated IgE levels for age. Mean circulating eosinophil count was 334.5/mcL (range 0–1250), with age-adjusted peripheral eosinophilia detected in 47.8% (44/92) of subjects (Table S1). Taken altogether, these data suggest a high prevalence of allergic, Th2-driven asthma among our study subjects, consistent with previous reports of asthma in pediatric populations. In our population, individuals carrying either one (IL4RQ576/R576) or two copies of the variant allele (IL4RR576/R576) were more likely to have a diagnosis of asthma (OR 1.98, 95% C.I. 1.04–3.82) (Table S2). Furthermore, among Hispanic individuals with asthma, those who were either heterozygous or homozygous for the variant allele were more likely to present with moderate/severe asthma as compared to individuals who were homozygous for the WT allele (OR 5.76, 95% C.I. 1.30–25.51) (Table S3). No significant association was detected between genotype and asthma severity among Caucasian or African American asthmatics, suggesting that a possible contribution of the genotype at the IL4R576 allele to asthma severity may be at least in part dependent on the individual’s ethnic background.
IL4RR576 Asthmatics exhibit increased TH2 and TH17 cytokine expression in their Teff and Treg cells.
We analyzed the cytokine expression profiles of peripheral blood Teff and Treg cells as a function of IL4RQ576/Q576 (IL4RQ576) versus IL4RQ576/R576 and IL4RR576/R576 (IL4RR576) genotypes and disease severity in the asthmatic and control subjects. Results revealed that patients either heterozygous or homozygous for IL4RR576 allele expressed higher levels of Th2 cytokines and markers (CRTH2) in their circulating Treg and Teff cells that progressively increased in relation with asthma severity (Fig. 1, A–B). They also present a higher levels of Th17 cytokines and markers (CCR6) (Fig. 1, C–D).
Fig.1, Notch4, Chemokine and cytokine profiles of circulating CD4+ T cells in asthmatics segregated by the IL4R genotype.

A-B, flow cytometric analysis (A) and cell frequencies (B) of IL-13+ and CRTH2 expression on circulating Treg or Teff cells (A, B) in healthy controls and subjects with moderate and severe asthma homozygous for the dominant IL4RQ576 allele or heterozygous or homozygous for the IL4RR576 allele. C-D, flow cytometric analysis (C) and cell frequencies (D) of IL17+ and CCR6+ expression on circulating Treg or Teff cells (C, D) in healthy controls and subjects with moderate and severe asthma homozygous for the dominant IL4RQ576R allele or heterozygous or homozygous for the IL4RR576 allele. (E) Notch4 expression on Treg cells of healthy controls and mild persistent, moderate persistent and severe persistent asthmatics segregated by IL4R genotype (QQ versus QR and RR). (F) Pearson correlation analysis of Notch4 expression of Treg cells of asthmatics with IL4R alleles. (G) IL-6 concentrations in the serum of control and asthmatic subjects. (H) Pearson correlation between Notch4 expression of Treg cells of asthmatic subject with serum IL-6 concentrations. Each symbol represents one patient. Numbers in flow plots indicate percentages. Error bars indicate SEM. Statistical tests: One-way ANOVA with Dunnett’s post hoc analysis *P<0.05, ***P<0.001, ****P<0.0001. simple linear regression analysis (F,H); ***P<0.001, ****P<0.0001.
We have previously established that the IL-4RαR576 variant promotes asthma severity and dysregulates Th2 and Th17 responses by destabilizing lung tissue induced Treg cells in an IL-6-dependent manner. Moreover, IL-6 promotes NOTCH4 expression on lung tissue induced Treg cell to increased asthma severity through a Treg cells destabilization. To establish the relationship between the IL-4RαR576 variant and NOTCH4, we analyzed by flow cytometry the expression of NOTCH4 on circulating Treg cells of human subjects with asthma as a function of IL4RR576 allele carriage and disease severity. NOTCH4 expression was increased on circulating Treg cells of human asthmatics as a function of both disease severity and IL4RR576 allele carriage (Fig. 1E; see Fig. S2 for gating strategy). The IL4RR576 allele was associated with increased NOTCH4 expression on Treg cells of asthmatic subjects in a gene dose-dependent manner (Fig. 1F). Other Notch receptors are not upregulated in Treg or Teff as a function of either disease severity and IL4RR576 allele carriage (Fig. S3). Consistent with the promotion by the IL4RαR576 variant of IL-6 production and the dependency of NOTCH4 expression in Treg cells on IL-6 signaling16,22, we found a positive correlation between serum IL-6 levels and Notch4 expression in asthmatics that segregated as a function of IL4RR576 allele carriage and disease severity (Fig. 1, G and H). These results established the upregulation of the IL-6-Notch4 axis in IL4RR576+ asthmatics in direct correlation with disease severity.
Increased Notch4 expression on Treg cells underlies heightened airway inflammation in Il4raR576 mice.
To further decipher the functional impact of Notch4+Treg cells in the exacerbated asthmatic inflammation imparted by the IL4RR576 allele, we employed an allergic airway inflammation mouse model using the previously described Il4raR576 mice, whose interleukin 4 receptor alpha chain gene (Il4ra) encodes the R576 substitution at the same position as the human protein variant15,16. We further examined the impact of Treg cell-specific deletion of Notch4 in these mice on their allergic airway inflammatory response using a floxed Notch4 allele and a Cre recombinase driven by the Foxp3 gene (Foxp3YFPCre). Mice were sensitized with chicken egg ovalbumin (OVA) and then challenged with aerosolized OVA either without or together with intranasal treatment with Traffic-related ultrafine pollutant particles (UFP), as described17,21,22. In agreement with our previous results, the Il4raR576Foxp3YFPCre mice showed increased airway hyperresponsiveness (AHR) and exacerbated tissue inflammation scores upon OVA sensitization and challenge as compared to Foxp3YFPCre control mice. Both responses were further augmented by UFP co-treatment during the challenge phase (Fig. 2, A – C, Fig.S4). Treg cell-specific deletion of Notch4 profoundly inhibited both AHR and tissue inflammation down to similar levels in both set of mice (Il4raR576Foxp3YFPCreNotch4Δ/Δ and control Foxp3YFPCreNotch4Δ/Δ), indicating that the augmentation of AHR and allergic lung inflammation by the Il4raR576 allele was Notch4-dependent (Fig. 2, A – C). Consistent with these results, flow cytometric analysis confirmed that allergic airway inflammation was associated with upregulation of Notch4 expression on Treg cell as a function of disease severity, which was completely abrogated upon Cre-mediated deletion of Notch4. (Fig. 2D, E). In addition to suppressing AHR and tissue inflammation, Notch4 deletion in Treg cells also suppressed the OVA-specific IgE response, lung tissue eosinophilia and CD4+ T cell lymphocytosis, and Th2 and Th17 cell cytokine expression (Fig. 2, D–H).
Fig. 2. Notch4 expression on lung Treg cells licenses allergic airway inflammation in Il4RαR576 mice.

(A, B and C) AHR in the respective mouse groups in response to methacholine. (D) serum OVA-specific IgE concentrations. (E and F) absolute numbers of lung eosinophils and CD4+ T cells. (G) IL-13 and IL-17 expression in lung Teff cells (H and I) Notch4 expression in Treg cells of the respective mouse groups. Each symbol represents an independent sample. Numbers in flow plots indicate percentages. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (A-I). *P<0.05, ***P<0.001, ****P<0.0001. Data representative of two or three independent experiments.
The above results were reproduced in a separate set of studies that employed house dust mite (HDM) as an inciting allergen in airway inflammation. Similar to the case with OVA, HDM-induced airway hyperresponsiveness and tissue inflammation, eosinophilia and Th2 and Th17 cell cytokine production were all upregulated in the Il4raR576Foxp3YFPCre mice in a Treg cell Notch4-dependent manner (Fig. S5). Together, these findings confirmed the crucial role played by Notch4 expression on Treg cells in the augmented allergic airway inflammation induced by the IL-4RαR576 variant.
To determine whether acute Notch4 inhibition would rescue disease phenotype, we examined the capacity of therapy with a blocking Notch4 antibody to inhibit OVA-induced allergic airway inflammation in Il4raR576Foxp3YFPCre mice. Results showed that treatment with the anti-Notch4 antibody at the time of allergen sensitization and challenge suppressed both OVA and OVA+UFP induced allergic airway inflammatory responses to levels approaching those achieved with the Treg cell specific Notch4 deletion. Parameters inhibited by the antibody therapy included AHR (Fig. 3, A and B), OVA-specific IgE (Fig. 3C) CD4+ T cell lymphocytosis, tissue eosinophilia and neutrophilia (Fig. 3, D – F) and tissue Th cell infiltration (Fig.3, G and H).
Fig. 3. Anti-Notch4 neutralizing mAb inhibit allergic airway inflammation in Il4RαR576 mice.

(A) scheme of antibody therapy (10μg) and airway sensitization and challenge. (B) airway hyperresponsivness in the respective mouse groups in response to methacholine. (C) serum OVA-specific IgE concentrations. (D - F) absolute numbers of lung CD4+ T cells, eosinophils and neutrophils. (G) IL-13 and IL-17 expression in lung Treg cells. (H) IL-13 and IL-17 expression in lung Teff cells. Each symbol represents an independent sample. Numbers in flow plots indicate percentages. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (B-G). **P<0.01, ***P<0.001, ****P<0.0001.
Treg cell-specific Grb2 deletion abrogates the augmentation of allergic airway inflammation by Il4raR576.
Our previous studies have demonstrated that the IL-4RαR576 variant uniquely recruits the intracellular signaling intermediate Grb2 to mediate microtubule associated protein kinase (MAPK) activation and IL-6 production16. This process was incriminated in corrupting lung tissue allergen-specific induced Treg cell formation towards a Th17 fate. Accordingly, we examined the capacity of Treg cell specific deletion of Grb2 to reverse the augmentation in allergic airway inflammation induced in Il4raR576 mice. Analysis revealed that Il4raR576 mice whose Treg cells lacked GRB2 (Il4raR576Foxp3YFPCreGrb2Δ/Δ) failed to exhibit the expected augmentation in attributes of airway inflammatory normally associated with the Il4raR576 allele upon sensitization and challenge with HDM. Measures including AHR, total IgE, and tissue eosinophilia and neutrophilia were all normalized to levels achieved in similarly treated Grb2-sufficient control mice bearing the wild-type Il4raQ576 allele (Foxp3YFPCre) (Fig. 4, A–F). Importantly, deletion of Grb2 in control mice bearing the wild-type Il4raQ576 allele (Foxp3YFPCreGrb2Δ/Δ) did not affect the allergic airway inflammatory response induced by HDM as compared to Grb2-sufficient Foxp3YFPCre mice. Further analysis revealed that Grb2 deletion completely abrogated the augmentation in Th17, cell responses associated with the Il4raR576 allele (Fig. 4G–H). Grb2 deletion suppressed the increased in IgE production and eosinophilia associated with the Il4raR576 allele but had a more modest impact on the Th2 response, suggesting additional mechanisms mobilized by IL-4RαR576 variant in promoting Th2 skewing.
Fig. 4. GRB2 drives the super induction of allergic airway inflammation in Il4RaR576 mice.

(A and B) airway hyperresponsivness in the respective mouse groups in response to methacholine. (C) peak airway resistance in the respective groups of panels A and B. (D) serum OVA-specific IgE concentrations. (E-F) absolute numbers of lung neutrophils and eosinophils. (G) IL-4 and IL-17 expression in lung Treg cells (H) IL-4 and IL-17 expression in lung Teff cells. Each symbol represents an independent sample. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (A-H). **P<0.01, ***P<0.001, ****P<0.0001.
The upregulation of Notch4 signaling in Il4raR576 Treg cells is Grb2-dependent.
To determine the role of the IL-4RαR576-coupled Grb2 pathway in the upregulation of Notch4 signaling in Il4raR576 Treg cells, we analyzed Notch4 expression in Grb2-sufficient and deficient lung Treg cells of mice bearing the WT Il4ra allele (Foxp3YFPCre and Foxp3YFPCreGrb2Δ/Δ, respectively), compared to those of Il4raR576 mice (Il4raR576Foxp3YFPCre and Il4raR576Foxp3YFPCreGrb2Δ/Δ, respectively). The respective mouse groups were subjected to HDM-induced allergic airway inflammation, as shown in Fig. 4, and their lung Treg cells were analyzed for Notch4 and IL-6 expression. The Treg cells were also analyzed for the expression of the Notch4 downstream mediators Yap1 and β-catenin, effector proteins of the Hippo and Wnt pathways respectively, which control the lung tissue Th17 and Th2 cell responses22. Results showed that the increased Notch4 expression in the lung Treg cells of Il4raR576Foxp3YFPCre mice was completely abrogated upon Treg cell-specific deletion of Grb2, both at baseline and especially after HDM sensitization and challenge (Fig. 5A; see Fig. S6 for gating strategy).
Fig. 5. GRB2 drives the super induction of Notch4 and downstream molecules expression in Il4RaR576 mice.

(A) Notch4 expression in Treg cells in the respective mouse groups in Sham and HDM sensitized and challenged mice. (B) IL-6 expression in Treg cells in the respective mouse groups in Sham and HDM sensitized and challenged mice. (C) Yap1 expression in Treg cells in the respective mouse groups in Sham and HDM sensitized and challenged mice. (D) β-Catenin expression in Treg cells in the respective mouse groups in Sham and HDM sensitized and challenged mice. Each symbol represents an independent sample. Numbers in flow plots indicate percentages. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (A-D). ***P<0.001, ****P<0.0001.
In view of our previous demonstration that Notch4 induction on lung Treg cells proceeds by an IL-6-dependent mechanism22, we analyzed IL-6 production in Grb2-sufficient and deficient Treg cells of sham and HDM-treated mice bearing the WT and Il4raR576 allele. Treg cell-specific Grb2 deletion abrogated the increase in IL-6 production mediated by the IL-4RαR576 variant16, consistent with a mechanistic autocrine loop involving Grb2-dependent IL-6 production mediating the super-induction of Notch4 on the Treg cells of Il4raR576 mice (Fig. 5B). The role of IL-6 in the upreglation of Notch4 by IL-4RαR576 variant was further established using mice with Treg cell-specific deletion of Il6ra, encoding the IL-6 receptor alpha chain. Il6ra deletion in Treg cells inhibited Notch4 expression in both control and Il4raR576 mice (Foxp3YFPCreIl6raΔ/Δ and Il4raR576Foxp3YFPCreIl6raΔ/Δ, respectively) and abrogated differential disease severity in the latter mice (Fig. S7A–H). Treg cell-specific Grb2 deletion also abrogated the super-induction of the Notch4 downstream mediators Yap1 and β-catenin in the Treg cells of HDM-treated Il4raR576Foxp3YFPCre mice (Fig. 5, C and D). These results are in agreement with the abrogation in HDM-treated Il4raR576Foxp3YFPCreGrb2Δ/Δ mice of the augmented Th2 and Th17 cells responses typically associated with the Il4raR576 allele. Together, these results indicated that the destabilization of lung Treg cells upon signaling via IL-4RαR576 variant in allergic airway inflammation proceeded by a Grb2-IL-6-Notch4 circuit.
Discussion
The increased prevalence and severity of asthma is thought to reflect the interaction of genetic risk factors and environmental exposures relevant at risk groups. Our studies have previously demonstrated that the IL4RR576 allele increases the severity of asthmatic inflammation by virtue of its destabilization of allergen-specific Treg cells towards Th2 and Th17 cell phenotypes15,16,23. In this report, we employed a pediatric and young adult asthma cohort and relevant mouse models to establish the precise mechanisms by which such a destabilization takes place, involving a novel GRB2-IL-6-Notch4 molecular circuit that destabilizes Treg cells to promote Th2 and Th17 cell responses. Our results emphasize the fundamental role of Treg cell subversion in dictating asthma severity as a function of genetic risk factors such as the IL4RR576 allele and environmental exposures such as traffic-related particulate matter18,25,26.
Analysis of this asthmatic cohort revealed evidence of T cell dysregulation as function of asthma severity, including the increased frequencies among moderate and severe asthmatics of circulating CD4+ Treg and Teff cells expressing Th2 and Th17 cell cytokines and chemokine receptors. Importantly, our studies identified three pathways independently implicated in asthma disease severity, namely IL4RR576 16 Notch427 and IL6/IL6R28 as mechanistically intersecting in our patient population. Thus, moderate and severe asthmatics exhibited higher expression of Notch4 on their Treg cells that segregated with the IL4RR576 allele and serum IL-6 levels. We further demonstrate using relevant mouse genetic models that these intersecting pathways are mechanistically integrated in one genetic circuit that acts to subvert Treg cell control of allergic lung tissue inflammation to result in dysregulated Th2 and Th17 cell responses.
A critical component of the immune dysregulatory circuit described above is the IL-4RαR576-coupled signaling intermediate GRB2. As a result, Treg cell-specific deletion of Grb2 reset the increased airway inflammation associated with the mouse Il4raR576 allele. Grb2 uniquely links the IL-4RαR576 variant to downstream MAPK activation, leading to activation of Il6 gene transcription16. Thus, Treg cell-specific Grb2 deletion completely reversed the increase in IL-6 production observed in lung Treg cells of allergen sensitized and challenged Il4raR576 mice. Given the dependency of Notch4 expression on IL-6, and the normalization of Notch4 expression in lung Treg cells of Il4raR576 mice upon Grb2 deletion, these results are consistent with an IL-6- Notch4 loop operative in the lung Treg cells of Il4raR576 mice which upregulates their Notch4 expression and further subverts their function.
We have previously described two Notch4 downstream pathways operative in lung Treg cells of asthmatics and allergic airway inflammation models in mice22. The first, the Hippo pathway, destabilizes the Treg cells towards a Th17 cell fate22,29, while the second, the Wnt pathway, controls their Th2 cell-like skewing22. Treg cell-specific deletion of effector genes of the respective pathway (Yap1 and Wwtr1 for the Hippo pathway and Ctnnb1 for the Wnt pathway) suppressed the allergic airway inflammatory Th17 and Th2 responses, respectively. Expression of Notch4 and of the Hippo and the Wnt pathway effectors Yap and β-catenin were all upregulated in lung Treg cells of Il4raR576 mice undergoing allergic airway inflammation and were concordantly down-regulated back to WT Treg cell levels upon Treg cell cell-specific Grb2 deletion in Il4ra576 mice. Furthermore, deletion of Il6ra specifically in Treg cells inhibited Notch4 expression and suppressed allergic airway inflammation in both control and Il4ra576 mice. Together, these results delineate the components of the genetic circuit operative in lung Treg cells of Il4raR576 mice that directs disease severity, starting with GRB2 recruitment to the IL-4RαR576 variant, leading to Treg cell IL-6 production, and further upregulation of Notch4 and its downstream pathways Hippo and Wnt, altogether resulting in heightened mixed Th2/Th17 cell responses in the airway.
The role of traffic-related particulate matter, most notably UFP, in augmenting airway inflammation in synergy with the IL4RR576 allele is of special interest, given the increased exposure of inner city minority populations to traffic-related pollution30–32. We have previously demonstrated that in mice particulate matter is overwhelmingly taken up by alveolar macrophages, where it upregulates Jag1 expression to aggravate airway inflammation in synergy with the Il4raR576 allele17,21. Deletion of Jag1 in alveolar macrophages abrogated the increased airway inflammation induced by UFP. Our current results further clarify this gene-by-environment interaction, indicating that the increased Jag1 expression in alveolar macrophages induced by UFP would amplify Notch4 signaling intensity, leading to more robust inflammation in subjects carrying the IL4RR576 allele17.
In conclusion, our studies reconcile two key mechanisms for increased asthma severity, one involving the IL4RR576 allele and the second involving the IL-6, Notch4-Hippo-Wnt axis by showing that the two pathways are linked by the recruitment and activation of GRB2 by IL-4RαR576 variant. These results reveal convergence of pathways hitherto thought of as independently operating to foster increased asthma severity. They also highlight the interaction of genetic and environmental factor in disease pathogenesis, and provide novel opportunities for preventive and therapeutic interventions in disease management, including those targeting the Notch4 and IL-6 receptor pathway33.
Materials and Methods
Human subjects.
Asthmatic children and young adults and age matched control subjects were recruited in the Allergy clinic at Boston Children’s Hospital and from previously described inner city cohort populations23,24. Demographics, including age, self identified ethnicity and gender, and clinical information were obtained from the subjects’ clinical electronic records. Informed consent was obtained from adult participants and from legal guardians of minor subjects.
Mice.
The following mouse strains were obtained from the JAX Laboratories: Foxp3YFPCre (B6.129(Cg)-Foxp3tm4(YFP/icre)Ayr/J)34, Il4raR576 (C.129X1-Il4ratm2Tch/J)15, floxed Il6ra (Il6rafl/fl; B6;SJL-Il6ratm1.1Drew/J) floxed Grb2 (Grb2fl/fl; B6.C(Cg)-Grb2tm1.1Lnit/J)35 and floxed Notch4 (Notch4fl/fl; Notch4tm1c(NCOM)Mfgc) were obtained from the Canadian mutant mouse repository. Foxp3YFPCreIl6raΔ/Δ, Il4raR576Foxp3YFPCreIl6raΔ/Δ, Foxp3YFPCreNotch4Δ/Δ, Il4raR576Foxp3YFPCreNotch4Δ/Δ, Foxp3YFPCreGrb2Δ/Δ and Il4raR576Foxp3YFPCreGrb2Δ/Δ were generated by crossing the respective component strains. Mice were maintained in at Boston Children’s Hospital Animal facility under breeding and research protocols approved by the institutional animal care and use committee (IACUC). All experiments were approved by Boston Children’s Hospital IACUC
Particles.
UFP (≤0.18 μm) were collected in an urban area of downtown Los Angeles, as previously reported21. The respective particles were suspended in an aqueous solution, with the hydrophilic components becoming part of the solution, while the solid non-soluble UFP cores are left in suspension. The entire mixture was administered intranasally, as indicated below.
Isolation of Human peripheral blood mononuclear cells (PBMCs).
Human PBMCs were isolated from full blood from either healthy control, mild asthmatics, moderate asthmatics or severe asthmatics probands via density gradient using Ficoll (GE Healthcare). PBMCs were then stored frozen in Fetal Calf Serum (FCS) (Sigma Aldrich) and 15% Dimethyl sulfoxide (DMSO) (Sigma Aldrich). The cells were later thawed for flow cytometry analysis. For intracellular cytokine staining, cells were stimulated with PMA (100 ng/ml) and ionomycin (1 μg/ml) for 4 hours in the presence of GolgiPlug monensin (1 μg/ml, BD Biosciences) at 37°C in a humidified, 5% CO2 atmosphere.
IL-6 ELISA.
EDTA Plasma from 88 probands (Healthy controls, mild, moderate and severe persistent asthma patients) were used to measure IL-6 using enzyme-linked immunosorbent assay (ELISA) (Invitrogen) according to manufacturer’s protocol.
Allergic sensitization and challenge.
Mice were sensitized to OVA by intraperitoneal (i.p.) injection of 100 μg OVA in 100 μl PBS, then boosted two weeks later with a second i.p. injection of OVA in PBS. Control mice were sham sensitized and boosted with PBS alone. Starting on day 29, both OVA and sham-sensitized mice were challenged with aerosolized OVA at 1%, for 30 minutes daily for 3 days. Two hours before each OVA aerosol exposure, subgroups of mice were given intranasally (i.n.) either PBS or UFP at 10 μg/100μl PBS/instillation. Mice were euthanized on day 32 post sensitization and analyzed. For dust mite-induced allergic airway inflammation, mice received 5 μg of lyophilized D. Pteronyssinus extract (Greer) in 100 μl PBS intranasally for 3 days at the start of the protocol then challenged with the same dose of D. Pteronyssinus extract on days 15–17 with or without UFP at the same concentration as before. Mice were euthanized on day 18 and analyzed for measures of airway inflammation. Bronchoalveolar lavage (BAL) fluid and lung tissues were obtained and analyzed for cellular components and T cell cytokine expression as described16
Measurement of airway functional responses.
Allergen-induced airway hyperreactivity (AHR) was measured, as previously described17. Anesthetized mice were exposed to doubling concentrations of aerosolized acetyl-β-methacholine (Sigma-Aldrich) by using a Buxco small-animal ventilator (Data Sciences International). The relative peak airway resistance for each methacholine dose, normalized to the saline baseline, was calculated.
Lung histopathology staining.
Paraffin-embedded lung sections were stained with hematoxylin and eosin (H&E) or Paraffin-acid-Schiff staining (PAS). The lung pathology was scored by blinded operators. Inflammation was scored separately for cellular infiltration around blood vessels and airways: 0, no infiltrates; 1, few inflammatory cells; 2, a ring of inflammatory cells 1 cell layer deep; 3, a ring of inflammatory cells 2–4 cells deep; 4, a ring of inflammatory cells of >4 cells deep15. A composite score was determined by the adding the inflammatory scores for both vessels and airways.
Anti-Notch4 antibody treatment.
The anti Notch4 neutralizing antibodies (InVivoMAb anti-mouse Notch4, HMN4-14) were introduced at the concentration of 10 ug/ml of mAb i.P. with a final volume of 100μl two hours prior to sensitizations or challenge on days 1, 14, and 26,27,28 respectively. On day 30, the mice were analyzed for airway hyperresponsiveness and then sacrificed for further analysis.
Flow cytometric analysis of mouse and human cells.
Antibodies against the following murine antigens were used for flow cytometric analyses: IL-4 (clone 11B11, 1:300 dilution), Siglec-F (E50-2440, 1:300), Foxp3 (FJK-16S, 1:300), IFN-γ (XMG1.2, 1:300), IL-13 (eBio13a, 1:300), CD11c (30-f11, 1:500), CD11b (M1/70, 1:500) (eBioscience), CD4 (RM4-5, 1:500), CD3 (145-2C11, 1:500), IL-17 (TC11-18H10.1, 1:200), GR-1 (RB6-8C5, 1:500), CD45 (30-F11, 1:300), Notch4 (HMN4-14 1:200) (Biolegend), IL-6 (MP5-20F3, 1:200, Biolegend), Yap1 (147295 1:200) and β-Catenin (196624, 1:500). Antibodies against the following human antigens were used: CD3 (HIT3a 1:300), CD4 (RPA-T4, 1:300), Foxp3 (236A/E7, 1:200), Notch1 (HMN1-519 1:100), Notch2 (HMN2-25 1:100), Notch3 (HMN3-21 1:100), Notch4 (HMN4-2 1:50), IL-4 (MP4-25D2, 1:250), IL-13 (JES10-5A2, 1:200), IL-17 (BL168, 1:200), CCR6 (G034E3, 1:250), CRTH2 (BM16, 1:300), CD127 (A019D5, 1:200) (Biolegend) The specificity and optimal dilution of each antibody was validated by testing on appropriate negative and positive controls or otherwise provided on the manufacturer’s website. Intracellular cytokine staining was performed as previously described36. Cytokines were stained overnight as previously prescribed in36. Dead cells were routinely excluded from the analysis based on the staining of eFluor 780 Fixable Viability Dye (1:1000 dilution) (eBioscience). Stained cells were analyzed on a BD LSR Fortessa cell analyzer (BD Biosciences) and data were processed using Flowjo (Tree Star Inc.).
Statistical analysis.
Logistic regression and Chi-square statistics were used to investigate the independent effect of race and genotype on asthma severity. Student’s two-tailed t-test, one- and two-way ANOVA and repeat measures two-way ANOVA with Sidak post-test analysis of groups were used to compare test groups, as indicated. A p-value <0.05 was considered statistically significant.
Study approval.
Recruitment of human subjects was approved by the Institutional Review Board at Boston Children’s Hospital. All animal studies were reviewed and approved by the Boston Children’s Hospital office of Animal Care Resources.
Supplementary Material
Figure S1. Ethnic breakdown of the study population. (A-C) Distribution of White, African Americans, Hispanics and other populations in Dominant Allele (IL4RQ576/Q576) (A), heterozygous alleles (IL4RQ576/R576) (B) or homozygous mutant allele (IL4RR576/R576) (C)
Figure S2. Gating strategy for Treg cells in human PBMCs. (A-D) Gating strategy for Treg cells analysis (A), Treg/Teff CRTH2+/CCR6+ (B), Treg/Teff IL13+ (C), and Treg/Teff Il17+ (D). Forward and side scatter (FSC and SSC) analysis of human mononuclear cells (PBMCS). Followed by CD3 versus viability Dye gated on single cells. and CD3 versus CD4 gated on CD3+ Viability Dye– cells. then Foxp3 versus CD127 staining, gated on CD3+CD4+ cells. (E) Treg percentages in healthy control, Moderate to severe asthmatics carrying either the Dominant or heterozygous Alleles (IL4RQ576/Q576, IL4RQ576/R576) or homozygous mutant allele (IL4RR576/R576). Error bars indicate SEM. Statistical tests: One-way ANOVA with Dunnett’s post hoc analysis ****P<0.0001
Figure S3. Notch receptors expression on circulating CD4+ T cells in asthmatics segregated by the IL4R genotype. A-C, flow cytometric analysis and cell frequencies of Notch1 (A), Notch2 (B) and Notch3 (C) expression on circulating Treg or Teff cells in healthy controls and subjects with moderate and severe asthma homozygous for the dominant IL4RQ576 allele or heterozygous or homozygous for the IL4RR576 allele. Numbers in flow plots indicate percentages. Error bars indicate SEM.
Figure S4. Notch4 expression on lung Treg cells licenses allergic airway inflammation in Il4RαR576 mice. (A-B) hematoxylin & Eosin staining and inflammation score in the respective mouse groups. C, IL-4, IL-13 and IL-17 expression in lung Treg cells. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (B-C). *P<0.05, ***P<0.001, ****P<0.0001. Data representative of two or three independent experiments.
Figure S5. Notch4 expression on lung Treg cells licenses HDM induced allergic airway inflammation in Il4RaR576 mice. (A) AHR in the respective mouse groups in response to methacholine. (B) serum total IgE concentrations. (C-E) absolute numbers of lung CD4+ T cells, eosinophils and neutrophils. (F) IL-13 and IL-17 expression in lung Treg cells (G) IL-13 and IL-17 expression in lung Treg cells. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (A-G). ***P<0.001, ****P<0.0001. Data representative of two or three independent experiments.
Figure S6. Gating strategy for Notch4, Yap1, β-Catenin and IL-6 in Treg cells. (A-B) Forward and side scatter (FSC and SSC) analysis of lung lymphocytes. (C) Viability dye versus CD4 gated on single cells. (D) Foxp3 versus CD4 staining, gated on CD4+ viability Dye− cells. (E) Notch4 versus Foxp3 staining, gated on Foxp3+ CD4+ cells. (F) Yap1 versus Foxp3 staining, gated on Foxp3+CD4+ cells. (G) β-Catenin versus Foxp3 staining, gated on Foxp3+ CD4+ cells. (H) IL-6 versus Foxp3 staining, gated Foxp3+CD4+ cells.
Figure S7: Treg cell-specific Il6ra deletion abrogates Notch4 upregulation and exacerbated allergic airway inflammation in Il4RαR576 mice. (A) AHR in the respective mouse groups in response to methacholine. (B-C), absolute numbers of lung eosinophils and neutrophils. (D-F) Notch4 (D), Yap1 (E), B-Catenin (F) expression in lung Treg cells in the respective mouse groups. (G) IL-4 expression in lung Treg and Teff cells (H) IL-17 expression in lung in lung Treg and Teff cells. Error bars indicate SEM. Statistical tests: One-way ANOVA with Dunnett’s post hoc analysis *P<0.05, **P<0.01, ***P<0.001, ****P<0.0001 (A-H).
Table S1. Demographic and clinical characteristics of the study population.
Table S2. Association between asthma diagnosis and IL-4R 576 genotype
Table S3. Association between asthma severity and IL-4R 576 genotype among Hispanic asthmatic subjects
Asthmatics carrying the IL4RaR576 variant have increased Notch4 expression on their circulating Treg cells as a function of disease severity and serum IL-6 concentrations.
IL-4RaR576 acts via GRB2 and IL6R in Treg cells to upregulate Notch4 and its downstream signaling intermediates Yap1 and b-catenin, leading to exacerbated lung inflammation
Treatment with an anti-Notch4 neutralizing antibody inhibits allergic airway inflammation
Funding:
This work was supported by a National Institutes of Health grants R01 AI115699 and R01 AI065617 to T.A.C., U01 AI160087 and U01 AI143514 to W.P and T.A.C., U01AI110397 and R01 HL137192 to W.P., K23 AI155940 to E.C. and the German Research Society grant HA 8465/1-1 to H.H.
Competing interests:
T.A.C., H.H. and A.M. are inventors on published US patent application No. WO2019178488A1 submitted by The Children’s Medical Center Corporation, titled “Method for treating asthma or allergic disease”. T.A.C. and H.H. are scientific co-founders of and hold equity in Alcea Therapeutics. Wanda Phipatanakul is a Consultant for Genentech, Novartis, Regeneron, Sanofi Genzyme, and Glaxo Smith Kline, and receives clinical trial support from Genentech, Novartis, Regeneron, Circassia, Thermo Fisher, Monaghan, Lincoln Diagnositcs, Alk Abello, and Glaxo Smith Kline.
Abbreviations:
- FACS
fluorescence-activated cell sorting
- Foxp3
forkhead box P3
- GRB2
growth factor receptor-bound protein 2
- HDM
house dust mite
- IL
interleukin
- Jag-1
Jagged Canonical Notch Ligand 1
- mAb
monoclonal antibodies
- Notch4
Notch Receptor 4
- OVA
ovalbumin
- PM
particulate matter
- Treg
regulatory T cell
- UFP
ultrafine particles
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Figure S1. Ethnic breakdown of the study population. (A-C) Distribution of White, African Americans, Hispanics and other populations in Dominant Allele (IL4RQ576/Q576) (A), heterozygous alleles (IL4RQ576/R576) (B) or homozygous mutant allele (IL4RR576/R576) (C)
Figure S2. Gating strategy for Treg cells in human PBMCs. (A-D) Gating strategy for Treg cells analysis (A), Treg/Teff CRTH2+/CCR6+ (B), Treg/Teff IL13+ (C), and Treg/Teff Il17+ (D). Forward and side scatter (FSC and SSC) analysis of human mononuclear cells (PBMCS). Followed by CD3 versus viability Dye gated on single cells. and CD3 versus CD4 gated on CD3+ Viability Dye– cells. then Foxp3 versus CD127 staining, gated on CD3+CD4+ cells. (E) Treg percentages in healthy control, Moderate to severe asthmatics carrying either the Dominant or heterozygous Alleles (IL4RQ576/Q576, IL4RQ576/R576) or homozygous mutant allele (IL4RR576/R576). Error bars indicate SEM. Statistical tests: One-way ANOVA with Dunnett’s post hoc analysis ****P<0.0001
Figure S3. Notch receptors expression on circulating CD4+ T cells in asthmatics segregated by the IL4R genotype. A-C, flow cytometric analysis and cell frequencies of Notch1 (A), Notch2 (B) and Notch3 (C) expression on circulating Treg or Teff cells in healthy controls and subjects with moderate and severe asthma homozygous for the dominant IL4RQ576 allele or heterozygous or homozygous for the IL4RR576 allele. Numbers in flow plots indicate percentages. Error bars indicate SEM.
Figure S4. Notch4 expression on lung Treg cells licenses allergic airway inflammation in Il4RαR576 mice. (A-B) hematoxylin & Eosin staining and inflammation score in the respective mouse groups. C, IL-4, IL-13 and IL-17 expression in lung Treg cells. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (B-C). *P<0.05, ***P<0.001, ****P<0.0001. Data representative of two or three independent experiments.
Figure S5. Notch4 expression on lung Treg cells licenses HDM induced allergic airway inflammation in Il4RaR576 mice. (A) AHR in the respective mouse groups in response to methacholine. (B) serum total IgE concentrations. (C-E) absolute numbers of lung CD4+ T cells, eosinophils and neutrophils. (F) IL-13 and IL-17 expression in lung Treg cells (G) IL-13 and IL-17 expression in lung Treg cells. Error bars indicate SEM. Statistical tests: two-way ANOVA with Sidak’s post hoc analysis (A-G). ***P<0.001, ****P<0.0001. Data representative of two or three independent experiments.
Figure S6. Gating strategy for Notch4, Yap1, β-Catenin and IL-6 in Treg cells. (A-B) Forward and side scatter (FSC and SSC) analysis of lung lymphocytes. (C) Viability dye versus CD4 gated on single cells. (D) Foxp3 versus CD4 staining, gated on CD4+ viability Dye− cells. (E) Notch4 versus Foxp3 staining, gated on Foxp3+ CD4+ cells. (F) Yap1 versus Foxp3 staining, gated on Foxp3+CD4+ cells. (G) β-Catenin versus Foxp3 staining, gated on Foxp3+ CD4+ cells. (H) IL-6 versus Foxp3 staining, gated Foxp3+CD4+ cells.
Figure S7: Treg cell-specific Il6ra deletion abrogates Notch4 upregulation and exacerbated allergic airway inflammation in Il4RαR576 mice. (A) AHR in the respective mouse groups in response to methacholine. (B-C), absolute numbers of lung eosinophils and neutrophils. (D-F) Notch4 (D), Yap1 (E), B-Catenin (F) expression in lung Treg cells in the respective mouse groups. (G) IL-4 expression in lung Treg and Teff cells (H) IL-17 expression in lung in lung Treg and Teff cells. Error bars indicate SEM. Statistical tests: One-way ANOVA with Dunnett’s post hoc analysis *P<0.05, **P<0.01, ***P<0.001, ****P<0.0001 (A-H).
Table S1. Demographic and clinical characteristics of the study population.
Table S2. Association between asthma diagnosis and IL-4R 576 genotype
Table S3. Association between asthma severity and IL-4R 576 genotype among Hispanic asthmatic subjects
