Abstract
For many individuals, first exposure to alcohol occurs either prenatally due to maternal drinking, or during adolescence, when alcohol consumption is most likely to be initiated. Prenatal Alcohol Exposure (PAE) and its associated Fetal Alcohol Spectrum Disorders (FASD) in humans is associated with earlier initiation of alcohol use and increased rates of Alcohol Use Disorders (AUD). Initiation of alcohol use and misuse in early adolescence correlates highly with later AUD diagnosis as well. Thus, PAE and adolescent binge drinking set the stage for long-term health consequences due to adverse effects of alcohol on subsequent immune function, effects that may persist across the lifespan. The overarching goal of this review, therefore, is to determine the extent to which early developmental exposure to alcohol produces long-lasting, and potentially life-long, changes in immunological function. Alcohol affects the whole body, yet most studies are narrowly focused on individual features of immune function, largely ignoring the systems-level interactions required for effective host defense. We therefore emphasize the crucial role of the Central Nervous System (CNS) in orchestrating host defense processes. We argue that alcohol-mediated disruption of host immunity can occur through both (a) direct action of ethanol on neuroimmune processes, that subsequently disrupt peripheral immune function (top down); and (b) indirect action of ethanol on peripheral immune organs/cells, which in turn elicit consequent changes in CNS neuroimmune function (bottom up). Recognizing that alcohol consumption across the entire body, we argue in favor of integrative, whole-organism approaches toward understanding alcohol effects on immune function, and highlight the need for more work specifically examining long-lasting effects of early developmental exposure to alcohol (prenatal and adolescent periods) on host immunity.
Keywords: immunity, adolescence, prenatal alcohol, FASD, cytokine, neuroimmune, fever, cytokine
Introduction
Development of the nervous system as a whole begins with a rapid escalation in formation, migration and differentiation of neurons during fetal life, with continued development and refinement of neurocircuitry throughout infancy and childhood. Dramatic transformations in neuronal architecture and functional connectivity, particularly in cortical structures, continue to manifest during adolescence to reach the relative stability of maturity. There are two intervals along this developmental trajectory during which the immature nervous system is particularly likely to be exposed to alcohol: (1) passive exposure during the fetal (and infancy) period when pregnant (and lactating) women consume or misuse alcohol; and (2) during adolescence when youth begin to experiment with alcohol and binge drinking is at its peak (Spear, 2011). These exposures may be interrelated, with children exposed prenatally to alcohol being particularly likely to use alcohol as adolescents, and both exposures elevating the probability of developing persistent Alcohol Use Disorders (AUD; DeWit et al., 2000; NIAAA, 2022). This, in turn, increases the likelihood that the next generation will be exposed fetally to alcohol, thus perpetuating the cycle – a cycle that has been termed the “generator” of alcohol misuse and AUD (Miller & Spear, 2006).
Developmental exposure to alcohol at these ages is wide-ranging. Although rates of alcohol consumption during pregnancy have declined in North America in recent decades, even within the last decade pregnancy consumption rates of >10% have been reported (May et al., 2018), with much higher use rates in some populations (e.g. 61% among Inuit women from Arctic Quebec; Muckle et al., 2011). It has been estimated that at least 1% (Guerri et al., 2009), but perhaps as much as 5% (May et al., 2009), and some studies showing nearly 9.8% prevalence rates in certain regions (May et al., 2018), of all births exhibit the diversity of physical, hormonal, behavioral and cognitive deficits associated with prenatal alcohol exposure, deficits collectively termed fetal alcohol spectrum disorder (FASD; Driscoll et al., 1990; see Figure 1). Notably, FASD has been described as a “whole body” disorder due to the breadth of physiological systems that are adversely affected by PAE (Himmelreich et al., 2020), many of which may be attributable to inflammatory processes (LeDare et al., 2019). By about 14 years of age, a majority of adolescents in the US report that they have used alcohol, with >25% of high school seniors in the United States reporting binge-level consumption within the past 2 weeks (Spear, 2000). Disturbingly, binge-use percentages are 2-fold or more higher among adolescents in some European countries (Miller & Spear, 2006), though the pattern of alcohol consumption varies significantly across cultures (Calvo et al., 2020). Based on data shown in Figure 1C, the rate of change of alcohol consumption is highest during adolescence and emerging adulthood, with alcohol population level consumption rates stabilizing thereafter. Determining the neural adaptations resulting from early developmental exposure to alcohol will be crucial to prevention and intervention efforts to mitigate the high prevalence rate of AUDs and other Substance Use Disorders (SUDs) among individuals with FASD or who initiate alcohol consumption in early adolescence.
Figure 1: Schematic representation of alcohol exposure and consumption patterns across the lifespan.
A. The proportion of individuals exposed to or who consume alcohol at some point in their lifespan is staggeringly high. Most studies examining immune consequences of chronic alcohol consumption have focused on individuals who fall into easily definable categories such as individuals with FASD, those who meet criteria for Alcohol Use Disorder (AUD) diagnosis, or who meet definitions of recent or chronic Heavy drinking, or Binge Drinking. The literature supports clearly identifiable alcohol effects on immune function that fall into the “red zone” of inflammation, in which the likelihood of adverse immunological effects are most readily recognized. However, individuals who drink alcohol more intermittently across the lifespan may also experience alterations in host defense based on the timing of alcohol consumption relative to pathogen exposure and/or the cumulative impact of intermittent or low-level drinking across the lifespan. Such individuals could be described as being in the “gray zone”, where immune dysfunction may be less readily attributable to alcohol. B. Epidemiological evidence estimates that world-wide prevalence rates for Fetal Alcohol Spectrum Disorders range from 1-5% globally, with local prevalence rates in certain regions approaching 8-10% of individuals (Gosdin et al., 2022; CDC MMWR, 2022). While alcohol consumption rates during pregnancy tend to decline across trimesters, 20-30% of women report using alcohol in the first trimester, with 8-13% reporting binge drinking and 1% heavy drinking in the last month (2020 NSDUH; SAMHSA). After birth, passive exposure of infants through the mother’s breast milk continues to be problematic, whereas early childhood ethanol consumption rates are relatively low. C. Adolescence has long been recognized as the developmental period during which most individuals first consume alcohol. Age of alcohol initiation is highly predictive of later AUD diagnosis, with intermittent binge drinking being particularly problematic among adolescents. As indicated by the most recent NSDUH data (2020), adolescence and emerging adulthood (from 10-12 years of age to approximately 25, as defined by APA guidelines) are the developmental epochs during which the most rapid acceleration is seen in both casual use of alcohol, as well as the development of clinically diagnosed alcohol use disorders. The alcohol consumption patterns acquired in this time period tend to plateau, with binge drinking waning by the middle of the third decade, with most consumption patterns remaining relatively stable across the lifespan. With people in many countries living longer and experiencing greater health into late aging, drinking patterns in late adulthood are on the rise compared to prior generations. The data in this figure take into account the most recent changes in AUD diagnosis criteria in accordance with the DSM-5 and reveals that AUD rates in adolescence surpass the 5% mark by the end of high school (~18 years old), and reach peak in the mid-20’s at nearly 20%. The rates of AUD (5-15%), binge drinking (10-32%), and heavy drinking (3-8%) in adulthood are associated with more easily discernible adverse health outcomes. Yet, a substantial proportion of alcohol use initiated in the vulnerable period of adolescence falls outside of this clinical range and is maintained at high rates across the lifespan. Thus, a wide range of variation in overall health may be attributable to moderate and/or intermittent drinking in the “gray zone” that is clearly dissociable from those associated with heavy alcohol use or individuals with AUD that more clearly fall in the “red zone” of clinical risk. Additionally, adverse health outcomes that arise specifically due to alcohol exposure during prenatal or adolescent developmental periods remains less clear.
Health problems among individuals exposed to alcohol early in life are not restricted to addiction vulnerability, and extend to a myriad of other organ systems that can thwart overall health and longevity. For instance, individuals with FASD display greater vulnerability to infectious diseases such as respiratory viruses (Gauthier, 2015), urinary tract infections (Chiapelli and Taylor, 1995), and bacterial meningitis (Johnson et al., 1981), as well as greater incidence of autoimmune disease such as rheumatoid arthritis (Himmelreich et al., 2020). Indeed, evidence from carefully controlled animal models supports the emerging notion that even moderate levels of Prenatal Alcohol Exposure (PAE) promote a pro-inflammatory phenotype in the Central Nervous System (CNS), contributing to the exacerbation of inflammatory-related disease states and disruption of normal host defense processes (Noor and Milligan, 2018; Doremus-Fitzwater et al., 2020; Gano et al., 2020). These findings suggest an early developmental vulnerability to the effects of alcohol on immune-related processes, and ultimately host defense, among individuals with FASD. Whether these long-lasting immune perturbations among individuals are readily dissociable from signs of immune dysfunction that arise from alcohol use/misuse that is initiated later in life (i.e., during adulthood) when developmental has achieved a more mature state remains to be determined.
Importantly, adolescence is also a time of ongoing maturation during which the brain, in particular, is vulnerable to insults such as severe stress effects (Hennessy et al., 2001; McCormick & Green, 2013; Brenhouse & Schwarz, 2016; Spencer & Deak, 2017), as well as alcohol and drug effects (Crews at el., 2015; Spear, 2018). Yet, because early drinkers tend to sustain prolonged high levels of alcohol intake through young adulthood or beyond, far less is known about health threats associated with alcohol use/misuse specifically during adolescence, and the extent to which adolescence truly represents a developmentally sensitive/vulnerable period to immune dysregulation due to chronic binge drinking. What we do know, however, is that the CNS is critical to orchestration of host defense processes (Maier & Watkins, 1998), and neuroimmune function is severely altered by binge-like alcohol exposure in rodent models (Doremus-Fitzwater and Deak, 2022; Crews et al., 2017). Thus, the major goals of the present review are to (i) propose a broader perspective on the relationship between drinking rates across the lifespan and its potential relationship to altered host immunity; (ii) provide a brief overview of natural host defense processes; (iii) discuss key findings from human studies illustrating the mechanisms of immune dysfunction that persist after chronic alcohol use/misuse; (iv) highlight the potential impact of alcohol on CNS-mediated orchestration of immune function versus direct effects of alcohol on peripheral immune function; and (v) identify the extent to which the prenatal and adolescent periods of development might represent developmentally sensitive or vulnerable periods during which the immune system is disrupted by alcohol, leading to potentially life-long changes in immune function.
Overview of innate immunity
The ability to defend against a seemingly endless onslaught of rapidly mutating, foreign pathogens has led to the evolution of an enormously complex immune system in mammalian species. For this reason, the immune system has evolved both a general, “innate” immune system that provides a universal, first line of defense against most major categories of infectious disease, as well as a more specific, “adaptive” immune response that allows for targeted defense and durable immunity against pathogen re-infection for the long term. These two distinct branches (or phases) of immunological function work together to ensure robust host defense. Importantly, the CNS orchestrates host immunity through a wide variety of neural and hormonal pathways (Maier & Watkins, 1998; Glaser & Kiecolt-Glaser, 2005), at least in part because of the relative immunological privilege of the CNS conferred by the Blood-Brain Barrier (BBB; see Vore & Deak, 2022 for a recent review). For instance, key immunological organs in the body such as the liver, spleen, and lymph nodes are all densely innervated, providing a direct pathway for neural-immune communication (Dantzer, 2018), while at the same time, many cranial nerves are surrounded by Nerve-Associated Lymphoid Tissue (NALT), which express receptors for cytokines and transduce immunological signals into neural impulses (Wulfing et al., 2018). Alternatively, circulating immune cells and the cytokines they produce can bind to endothelial cells of the cerebrovasculature, and propagate immunological signaling cascades across the vascular wall into the brain parenchyma, alerting the CNS of a peripheral infection (Serrats et al., 2010). To a lesser extent, immune-to-brain communication also occurs through active transport of cytokines across the BBB, or through passive diffusion of cytokines in areas where the BBB is weak or absent (Banks, 2005). Finally, activation of immune-signaling pathways within the CNS activates the hypothalamic-pituitary-adrenal axis leading to rapid release of corticosteroids (Turnbull and Rivier, 1999), which have potent immunomodulatory properties (Cain & Cidlowski, 2017). Thus, when a localized region of the body encounters a pathogen, the infection is detected rapidly by the CNS through a variety of mechanisms, and the CNS coordinates a set of physiological, neuroendocrine and behavioral alterations referred to as the “sickness syndrome” that is, ideally, proportionate to the magnitude of the threat. Behavioral components of the sickness syndrome include anorexia, fatigue, hyperalgesia, and fever, which together optimize immune function for effective host defense (Dantzer, 2004; Saper et al., 2012; see Figure 2A for a visual representation of the relationships between these mechanisms).
Figure 2.
A. Mechanisms of immune-to-brain communication in healthy individuals. The Central Nervous System (CNS) orchestrates host immunity through both neural and hormonal pathways that allow for bidirectional communication between the brain and immune system. Key organ systems associated with effective host defense (shown here) are directly innervated and allow for neural-immune communication. Circulating immune cells, the cytokines they produce, and endocrine hormones can also alert the CNS of peripheral infection via (1) transduction of immunological signals into neural impulses, (2) binding to endothelial cells of the cerebrovasculature and propagating signaling cascades into the brain parenchyma, and (3) active transport across the BBB. Once these immunological signals are received, the CNS then executes a suite of behaviors termed the sickness syndrome, including fever, anorexia, fatigue etc. in order to optimize the recovery of the host. B. Alcohol has been shown to influence many individual components of host defense, including heightened brain inflammation evidenced by glial activation, increased cytokine and chemokine expression, and altered reactivity to immunogenic stimuli. These changes are likely associated with neurobehavioral alterations (altered cognitive, affective, and motivational processes) that may disrupt the normal expression of fever and adaptive sickness behaviors. Emerging evidence suggests that alcohol also disrupts Placental Barrier, Blood-Brain Barrier, and Gut barrier function, which can allow passage of immune signaling molecules, cells, and pathogens into areas where they would normally be restricted. Few studies, if any, have examined the influence of alcohol on neural pathways innervating specific immune end organs, an area that is ripe for study. In contrast, a wealth of data has shown alcohol-mediated disruption of cytokine expression, release, or signaling, all of which can produce suboptimal or ineffectual host defense by immune cells. Thus, there are many mechanisms by which alcohol might alter CNS-mediated host defense processes, underscoring the need for integrative, whole-organism physiology approaches for delineating immediate and long-lasting effects of alcohol. There is also a paucity of studies that have examined the extent to which these mechanisms might be impacted specifically by PAE and/or adolescent alcohol exposure early in life.
In many cases, the innate immune system is activated through Pattern Recognition Receptors (PRRs). Toll-Like Receptors (TLRs) are a family of PRRs that can be embedded in the cell membrane (e.g. TLR2, TLR4) or on intracellular endosomes (e.g. TLR 3,7,8). TLRs recognize general molecular motifs that are common to classes of pathogens, termed Pathogen-Associated Molecular Patterns (PAMPs; see Evans et al., 2015 for review). For instance, viral-derived double-stranded RNA (dsRNA) is detected by TLR3, whereas ssRNA is detected by TLR7 and TLR8 (Iwasaki et al., 2014), triggering the expression of classic proinflammatory cytokines (TNFα, IL-1β, IL-6) as well as Type 1 Interferons (predominantly IFNα and IFNβ). Other members of the TLR family are sensitive to distinct pathogen motifs. For instance, TLR4 recognizes lipopolysaccharide (LPS), a component of the cell wall of gram-negative bacteria (Molteni et al., 2016), whereas TLR5 recognizes bacterial flagellin (Yoon et al., 2012). When bound to either TLR3 or TLR4, signaling cascades through NFkB as well as TRIF/Myd88 pathways are activated (Erridge, 2010; Kawasaki and Kawai, 2014), eliciting downstream induction of immune-related genes essential for coordination of host defense processes. Transcription factors downstream of the Myd88 and TRIF-dependent pathways include cytokines and chemokines (e.g. TNFα, IL6, IL-1β). In addition, cytokines forward propagate the induction of other inflammatory mediators in order to defend the host through inflammatory processes (Saper et al., 2012). In this way, the initial response to pathogen exposure is detected by TLRs, which elicit rapid induction and release of pro-inflammatory cytokines and a system-wide reaction referred to as the Acute Phase Response.
The Acute Phase Response entails a series of systemic events designed to protect the organism from further tissue damage or infection. Pathogenic intruders typically enter the organism through the skin or mucosal membranes. TLR binding on or within intrinsic immune cells (e.g., macrophages, mast cells, dendritic cells, etc.) induces rapid expression and secretion of chemokines and other cytokines to attract distal immune cells to the site of injury. To facilitate leukocyte recruitment, local histamine release disrupts tight junctions between endothelial cells, promoting extravasation of immune cells from the bloodstream into the infected tissue, and ultimately contributing to edema (swelling; Presta et al., 2018). Increased expression of adhesion molecules such as ICAM1 on the blood side of the vasculature facilitates capture of circulating immune cells for extravasation into the infected or damaged tissue (Muller, 2002; Harjunpaa et al., 2019). As cytokine concentrations rise and spread into systemic circulation, circulating cytokines reach the liver, where they initiate a rapid shift in liver metabolic activity. Under normal conditions, the liver is responsible for the vast majority of plasma protein production, especially albumin and other carrier proteins (Schreiber, 1978). During the acute phase response, however, Kupffer cells (i.e., resident macrophages of the liver) produce IL-6 and other cytokines that bind to cognate receptors on liver hepatocytes through paracrine signaling, causing hepatocytes to curtail production of carrier proteins in favor of producing a family of proteins collectively referred to as acute phase proteins (Norris et al., 2014). Thus, in this scenario, the rapid drop in normative carrier proteins such as albumin and corticosteroid binding globulin classifies these protein alterations as acute phase negative proteins, whereas other proteins that rapidly increase during the acute phase response are referred to as acute phase positive proteins, including C-reactive protein (CRP), Serum Amyloid-A, α1-acid glycoprotein, Mannose binding lectin, haptoglobin, and various complement proteins, etc. (Jain et al., 2011). The general role of these acute phase positive proteins is to opsonize foreign material, targeting it for fast recognition, phagocytosis, and clearance by immune cells. The liver is also densely innervated by the vagus nerve and the celiac ganglion, two nerves that transduce cytokine signals into neural impulses (Goehler et al., 2000). Indeed, the vagus nerve appears to be particularly valuable in immune-to-brain communication (a) early in the propagation of an inflammatory response (Pavlov and Tracey, 2012); (b) during insults that directly involve the liver and other visceral organs innervated by the vagus (Romanovsky et al., 2000); and (c) under low-to-moderate pathogenic conditions where circulating cytokines remain modest (Hansen et al., 2001; Goehler et al., 1999). In these ways, the liver plays an instrumental role in host defense processes, and physiological conditions which disrupt liver function -- such as chronic use and misuse of alcohol -- sets the stage for impaired host defense.
Similarly, the gastrointestinal (GI) tract and the human microbiome at large have gained attention over recent years for their collective role in building and maintaining innate immunity. The human GI tract houses an estimated 1014 microorganisms of more than 2,000 different species (Lazar et al., 2018) and begins developing upon passage through the birth canal, with subsequent honing through the acquisition of other microbes, immune cells, metabolites, etc. via breastfeeding (Belkaid and Hand, 2014). The symbiotic relationship between these commensal species and the host has evolved to prime and maintain immune responsiveness at baseline and during infection and does so through a variety of mechanisms. The GI tract, along with the skin and the respiratory system, is constantly exposed to external pathogens and microorganisms, and therefore actively carries out host defense processes in order to maintain homeostasis and control inflammation (Yuan and Walker, 2004). Thus, maintenance of the gut epithelium under normal conditions is crucial to the containment of the commensal microbiome and the sequestration of invading pathogens. This reinforcement begins early in life, as the interaction of endothelial PRRs with microbial products like LPS effectively ‘trains’ the gut barrier to distinguish between resident bacteria and foreign pathogens (Belkaid and Hand, 2014; Lazar et al., 2018). Intestinal epithelial cells also produce microbial peptides, such as α-defensins and RegIIIγ, that contribute to barrier integrity via the direct execution of antimicrobial processes or simply accumulating in the mucus to create a physical barrier (Belkaid and Hand, 2014). Regulation of commensal species is similarly achieved through the actions of Secretory Immunoglobulin A (sIgA), which is produced in lymphoid tissue and contributes to both the compartmentalization of these bacteria and the host’s inflammatory response to their presence (Macpherson and Slack, 2007). While the aforementioned mechanisms contribute to the maintenance of steady-state protection against commensal bacteria, these species themselves also play an important role in protection of the host organism against infection. Commensals can aid during infection by (1) competing with pathogens for nutrients (referred to as colonization resistance), (2) creating a hostile environment for pathogen replication, and (3) secreting antimicrobial peptides that inhibit pathogen survival (Belkaid and Hand, 2014). Microbiota in the GI tract have also been shown to interact directly with immune cells; for example, the interaction of monocytes with the gut microbiome has been shown to stimulate the production of PGE2 and in turn activate neutrophils during acute infection (Grainger et al., 2013). Thus, an appropriately fortified intestinal barrier and a healthy microbiome are imperative to both baseline homeostatic function and the execution of the innate immune response to infection.
Fever and other sickness behaviors
Perhaps the most crucial and often-recognized physiological response to infection is induction of fever. Fever is a centrally-mediated response to inflammation that serves to stimulate the immune system by elevating core body temperature above baseline (Romanovsky et al., 2005; Saper et al., 2012; Evans et al., 2015). This rise in temperature increases the proliferation and activity of white blood cells, while at the same time creating a hostile environment for pathogens to replicate. Fever can be induced by several of the classic pro-inflammatory cytokines (IL-1β, TNFα, IL-6) and is regulated by specific populations of warm- and cold-sensitive neurons within the Anterior Hypothalamic-Preoptic Area (AH-POA). Despite the fact that multiple cytokines induce fever, they all appear to do so through induction of prostaglandin E2 (PGE2) synthesis, with PGE2 serving as the final common mediator of fever initiation (Ivanov and Romanovsky, 2004; Milligan et al., 1997). Indeed, most conventional antipyretic drugs reduce fever by disruption of PGE2 synthesis (Aronoff and Neilson, 2001). Under conditions of infection, prostaglandins are enzymatically derived from arachidonic acid by cyclooxygenase (cox)-2 or mPGES1, whereas constitutive expression of PGE2 is largely controlled by the cox-1 enzyme (Roth & Blatteis, 2014). PGE2 is the most abundant inducible species of PGs, which ultimately binds to one of four cognate receptors referred to as Endogenous Pyrogen (EP1-4) receptors. Interestingly, fever is typically multi-phasic, with individual peaks in core body temperature reflecting peaks in distinct cytokines (Ivanov and Romanovsky, 2004; Romanovsky et al., 2005). Ultimately, the change in body temperature set point in the AH-POA engages descending sympathetic pathways that innervate Brown Adipose Tissue (BAT) to elicit thermogenesis through an exothermic reaction initiated by activation of the β3-adrenergic receptor located almost exclusively on BAT (Morrison et al., 2014). Because fever generation is energetically expensive, heat production is typically accompanied by other physiological and behavioral reactions designed to increase heat production (shivering) and retention (huddling). These adaptive behavioral elements to promote heat accumulation are underscored by both mammals (Florez-Duquet et al. 2001) and cold-blooded species actively seeking warmer environments during acute infection (Vaughn et al., 1974). Thus, fever is a highly conserved, centrally-regulated process that plays an instrumental role in promoting host defense.
While fever is easily quantifiable, other common sickness behaviors (i.e., anorexia, fatigue, hyperalgesia) are also regulated by various CNS pathways and serve as macroscopic, centrally-mediated host defense mechanisms. Most components of the sickness syndrome have been shown to be attenuated by COX-inhibitors, such as aspirin and ibuprofen, strongly suggesting that these behaviors are largely dependent on prostaglandin synthesis (Pecchi et al., 2009; Saper et al., 2012). Sickness-induced prostaglandin activity generally converges in different areas of the hypothalamus in order to mediate pathways that contribute to the expression of sickness behaviors. Anorexia during infection is thought to be controlled in the paraventricular nucleus of the hypothalamus (PVN), where EP4 receptors are highly concentrated and interact with PGE2 (Saper et al., 2012). This decrease in feeding behavior serves to (1) decrease the availability of nutrients to invading microorganisms and (2) conserve energy related to food-seeking and digestion (Pecchi et al., 2009). Fatigue and increased somnolence work to conserve energy as the body directs much of its expenditure toward the mounting of a fever response to eliminate infection. PGD2 (another prostaglandin, derived from lipocalin PGD synthase (L-PGDS)) exerts downstream effects on the ventrolateral preoptic nucleus (VLPO) during infection to promote sleep (Saper et al., 2012). Along with fatigue, hyperalgesia during sickness may also motivate the host to limit energy expenditure as well as direct attention to the area of inflammation. The activity of PGE2 in the median preoptic nucleus (MnPO) of the hypothalamus is thought to heighten nociception due to extensive projections of this area to the periaqueductal gray matter of the midbrain, as well as studies demonstrating that the inhibition of COX-2 in the MnPO eliminated hyperalgesia (Saper et al., 2012). A similar role for heightened PGE2 signaling occurs at the site of injury/damage (Grosch et al., 2017). Reduced social interaction limits the spread of disease to conspecifics (Arakawa et al., 2011). Reduced sexual behavior is thought to prevent conception and protect offspring from spontaneous abortion or other teratogenic effects of maternal immune activation during fetal development among females. Although males also display reduced sexual behavior when sick, the effects are much more modest than in females, presumably due to the lower parental investment required to sire offspring relative to females (Avitsur & Yirmiya, 1999). Taken together, these centrally-mediated sickness behaviors are critical to enhancing the efficiency of the host immune system during infection, and their expression ultimately relies on adequate recognition of foreign pathogens and the induction of a proinflammatory response.
Sex differences
Sex differences in immune function are evident in both humans and rodent models (see Klein & Flanagan, 2016 for extensive review), with some of these sex differences being dependent on hormonal status (puberty, phases of the menstrual cycle, menopause). For instance, following the onset of puberty, females mount a higher inflammatory response to invading pathogens and show greater success following vaccinations when compared to males (Klein and Flanagan, 2016). One downfall of an enhanced proinflammatory state is the increased prevalence of autoimmune disorders among females (e.g. myasthenia gravis, Graves disease, scleroderma; Jacobson et al, 1997). Female sex steroids and X-chromosome diploidy, either independently or together, provide beneficial effects on immune function in post-pubescent females. With a natural decline in reproductive hormones in later life, post-menopausal females return to a pre-pubescent immunological phenotype, with increased susceptibility to infections and immune dysfunction emerging during menopause as a result.
Several clinical and preclinical studies have investigated sex differences by examining the increased susceptibility to septic shock in males compared to females (Eachempati et al., 1999; Wichmann et al., 2000). Peripheral blood mononuclear cells (PBMCs) from healthy male and female volunteers that were incubated in the presence of LPS (1 ng/ml) for 6 hours showed increased TNFα production among male-derived samples after 6 hours, but decreased IL-6 compared to females (Asai et al., 2001), demonstrating sex-specific cytokine induction at the cellular level. A similar study examined sex differences in the induction of such inflammatory mediators in a mouse model. Male mice that were challenged with LPS (5 mg/kg, i.p.) at 8 weeks old and sacrificed 24 hours post-injection showed elevated levels of serum IL-6 and LBP compared with LPS-challenged females. These findings were underscored by elevated levels of pro-inflammatory mediators (IL-1β and IL-10) among LPS-exposed, male-derived peritoneal macrophages compared to females. This study also revealed elevated expression of cell surface TLR4 and CD14 among male-derived macrophages under baseline conditions compared to females (Marriott, 2006). However, these results conflict with findings from Scotland et al. (2011) that reported increased mRNA levels of TLR2, 3, and 4 among female-derived peritoneal leukocytes and greater cell surface TLR2 and 4 among female-derived macrophages than male. Moreover, ovariectomized (OVX) female mice showed a number of differences compared with sham females, including less resident peritoneal immune cells, lower leukocyte mRNA expression of TLR2, 3, 4, and MyD88, and reduced cell surface expression of TLR2 and 4 on peritoneal macrophages.
Sex differences in neuroimmune gene expression and other aspects of neuroinflammation are also apparent (Barrientos et al., 2019). For instance, neonatal microglia isolated from male and female rat pups and co-incubated with LPS (or vehicle) and estradiol showed increased IL-1β mRNA expression and CD14 among female-derived microglia but decreased among males (Loram et al., 2012). Chronic estradiol administered to adult males and OVX females was also found to potentiate the proinflammatory response in LPS-incubated hippocampal microglia ex vivo (Loram et al., 2012), further demonstrating the role of estrogens in the regulation of neuroimmune pathways. However, other studies have shown that induction of neuroimmune gene expression after either stress exposure (Marsland et al., 2021) or acute alcohol exposure (Gano et al., 2017, 2019) were comparable in males and females. Thus, sex differences in the production of proinflammatory mediators have been evidenced in humans and rodents in response to some, but not all physiological challenges, with these effects being evident in both peripheral immune measures as well as directly within the CNS.
Several studies have employed the febrile response as an index of centrally-regulated, functional differences in immune function between the sexes. Female rodents evinced lower fever responses to immune challenges when compared to males (Murakami & Ono, 1987; Brito et al., 2016) and OVX females (Iwasa et al., 2014; Coelho et al., 2021). These studies have suggested both organizational and activational effects of gonadal steroids; female rats that received testosterone on postnatal day (P) 1 showed a similar fever response to LPS as males at 10 weeks old (Murakami & Ono, 1987), whereas estrogen administration to ovariectomized rats reduced fever (Brito et al., 2016; Coelho et al., 2021). Interestingly, Coelho et al (2021) employed zymosan A (Zym, a TLR2 ligand that mimics yeast-derived infection) and polyinosinic-polycytidylic acid (Poly I:C, a TLR3 ligand that mimics viral infection) as transient (non-replicating) models of infection and observed a similarly attenuated fever among females as studies that used LPS, demonstrating that this response is stereotyped across infection models and therefore may be modulated by sex hormones. This study also reported that endothelin-1 (ET-1), a known mediator of LPS-induced fever, was not associated with fever in OVX females nor the fever response induced by Zym or Poly I:C in both sham and OVX females. In general, notable sex-dependent differences in the magnitude of the febrile response have been discerned; however, the hormones and/or neuroimmune mediators that control this response continue to be examined.
While the exact mechanisms remain unclear, baseline thermoregulation in humans has also been shown to be regulated by sex hormones. Review of the literature generally concludes that progesterone promotes, and estrogen inhibits, thermogenesis (Baker et al., 2020). Progesterone may act directly on heat-sensitive neurons in the AH-POA to inhibit heat loss, increase thermogenesis, and raise core body temperature (CBT). On the other hand, estrogen may exert its effects on cold-sensitive neurons of the AH-POA to lower CBT. The ratio of these hormones may determine whether the systemic effect is temperature-raising or lowering. Either hormone may also act in the periphery to promote vasoconstriction (progesterone) or vasodilation (estrogen) and subsequently affect body temperature (see Charkoudian et al., 2017 and Baker et al., 2020 for further review). The participation of these hormones in thermoregulatory circuitry of the CNS may implicate them in temperature changes associated with host defense, and may help to explain at least some sex differences in fever propagation.
Age differences
In addition to sex differences in immune function, host defense processes also vary substantially across the lifespan. Among mammalian species, early life immunity is conferred in part through the developing infant’s own immune system, and supplemented by immune transference from the mother to offspring (Mor and Cardenas, 2010; Erlebacher, 2013). For instance, infants of vaccinated mothers express antibodies before birth, with additional antibody transfer from mother to newborn infant through breast milk (Rio-Age et al., 2021). Though estimates vary, most evidence suggests infants achieve full immunocompetence by ~2 years of age (Simon et al., 2015). Though prevalence of typical viral and bacterial infections is much higher in young children compared to adults, this likely reflects greater acquired immunity in adults due to greater immunological experience with pathogens, rather than a reduced immunocompetence during childhood per se. In fact, evidence largely supports the notion that innate immune function among children may be stronger than in adults, particularly in the nasal and mucosal membranes that serve as the principal exposure site for respiratory and gut infections. TLRs are expressed at higher levels in the nasal epithelium, allowing for more rapid and stronger initial innate immune responses, which ultimately ‘instruct’ the development of acquired immunity later in life and prevent secondary reinfections. Importantly, TLRs are expressed in the CNS and rapidly increase across gestational development, though it is not entirely clear how TLR expression in the CNS matures through the adolescent period (Kaul et al., 2012). Nevertheless, enhanced innate immune function among children, at least in part driven by enhanced TLR expression, has been cited as one of the protective measures that, for instance, may contribute to reduced severity of complications to the novel SARS-CoV-2 viral pandemic among children and adolescents (Irfan et al., 2021).
In contrast, there is emerging evidence in rodent models that neuroimmune function may remain functionally immature through the adolescent period. Studies have shown that injection of LPS during early adolescence in either rat (Doremus-Fitzwater et al., 2015) or mice (Girard-Joyal et al., 2015) led to muted c-fos induction and cytokine expression in the CNS when compared to adults. Although plasma endotoxin concentrations rapidly rise after i.p. injection of LPS, indicating transit of the LPS from the peritoneal cavity to the bloodstream, endotoxin was not present in the blood among adolescents, suggesting that either (a) adolescent rats processed or eliminated the LPS on a different time course than adults; or (b) that the adolescent neuroimmune system had not achieved full maturity. Subsequent studies have shown a similar functional immaturity of the adolescent neuroimmune system when challenged with alcohol (Doremus-Fitzwater et al., 2015) or exposure to a psychological stress challenge (Marsland et al., 2021). Although the mechanisms to explain this functional immaturity in adolescent neuroimmune function have yet to be determined, they provide intriguing evidence to suggest that the relative efficacy of innate immune mechanisms may shift across early early development, and that the development of innate immune processes may proceed asynchronously across organ systems.
Once full immunocompetence is achieved, it maintains relative stability throughout early-to-mid adulthood. However, the immune system is known to become more compromised in late aging, a process referred to as immunosenescence (Aiello et al., 2019). Infection rates, rates of hospitalization, and mortality all increase in late aging, suggesting the emergence of immune dysfunction later in life (Weiskopf et al., 2009). Mechanistically, there is some evidence for a gradual erosion in innate immune mechanisms which would, under normal conditions, squelch bacterial and viral replication rapidly and therefore constrain their replication. Perhaps ironically, certain features of immune function become exacerbated in late aging, with evidence suggesting heightened basal inflammation, exacerbated inflammatory responses to LPS and other immunological challenges, and impaired shutoff of inflammatory processes by anti-inflammatory mechanisms (Perkins et al., 2019; 2021). It should be noted, however, that there are considerable individual differences in immune function later in life that probably reflect underlying genetics; diet and body composition; life-long exposure to carcinogens and other chemicals; as well as life history of alcohol and other drug use (Crooke et al., 2019).
Immune dysfunction in individuals diagnosed with AUD
A significant challenge for studies examining health outcomes associated with alcohol consumption across the lifespan is the wide variability of alcohol consumption patterns across individuals. The Diagnostic and Statistical Manual of Mental Disorders (DSM-V) characterizes AUD as the uncontrolled consumption of alcohol that clinically impairs an individual from healthy functioning (American Psychiatric Association, 2013). A diagnosis requires the manifestation of at least two of eleven criteria defining occupational dysfunction, alcohol cravings, tolerance, and withdrawal (see Witkiewitz, Litten, and Leggio, 2019 for further review). The number of criteria met determines a subclassification of mild, moderate, or severe AUD. These diagnostic categories begin to acknowledge the wide variation in alcohol use patterns across individuals, the quantity and pattern of which may determine the subsequent effects on immune function (Barr et al., 2015; Sureshchandra et al., 2019). Thus, a challenge for the field has been a lack of consensus for definitions of varying intensities of drinking among human alcohol studies. For instance, moderate alcohol consumption may include up to one drink per day for females and one drink per day for males according to the Dietary Guidelines for Americans (USDA and USDHHS, 2020). The NIAAA defines binge drinking as consumption of four drinks for females and five drinks for males in a two hour period elevating blood alcohol concentrations (BAC) to at least 0.08%. The Substance Abuse and Mental Health Services Administration (SAMHSA, 2021) defines heavy drinking as binge drinking on five or more days in the past 30 days. Most commonly, clinical alcohol studies utilize the Alcohol Use Disorder Identification Test (AUDIT; Babor et al., 2001) as a tool for screening alcohol use patterns and AUD. Further complicating the matter is the general inaccuracy of self-reported measures of lifetime alcohol use, variety in definitions of different modes of drinking, and failure to report age of drinking onset in clinical alcohol use studies (Calvo et al., 2020).
With these definitions in mind, Figure 1 reports the prevalence of drinking across the lifespan as reported in the most recent data from SAMHSA (SAMHSA, 2020), which raises several issues we feel are critically relevant for determining the influence of alcohol on host immunity. First and foremost, the literature has struggled to develop universal operational definitions for casual drinking, leading to difficulties comparing studies across recent decades. However, using guidelines from the American Psychological Association (APA) and the preponderance of studies published to date, it seems reasonable to conclude that most studies evaluating the impact of alcohol consumption on host immunity (and other physiological processes, for that matter) have focused on high dose alcohol effects, defined as heavy drinking, AUD diagnosis, or regular binge drinking, which seem to produce a wide range of inflammatory disorders. Figure 1 highlights these risk factors in the “red zone” to recognize the clinically-defined, highest risk groups for disrupted host immunity. Yet, a substantial number of individuals consume alcohol intermittently and may experience more subtle or more transient effects on host immunity, falling into a risk group in which vulnerability to alcohol-mediated disruption of immunity may be less evident, termed the “gray zone”. Thus, the overall influence of alcohol on host immunity may be under-estimated substantially by focusing on the most severe cases of alcohol misuse. As a related matter, we would note that studies examining alcohol effects on host immunity do not readily discriminate between the cumulative impact of ethanol consumption across the lifespan, and the acute biological effects of alcohol that might influence host immunity at the time of infection. In reviewing studies, we have attempted to be clear on these issues in our description of study outcomes.
With this in mind, chronic alcohol use has been shown to affect most major aspects of immunological function, though many of the mechanisms underlying these changes remain unclear. Alcohol induces expression of TLR3 and 4 through long-term exposure, creating lasting changes in PRR expression. Increased expression of TLR-3, 2, 4, and HMGB1 (a PAMP that binds to and activates TLR4) have been found in postmortem tissue from the orbitofrontal cortex and hippocampus (Crews et al., 2013) of alcoholics and is associated with greater alcohol dependence (Ponomarev et al., 2012; Crews et al., 2013). Furthermore, activation of TLR4 through an alcohol-dependent increase in HMGB1 following a lifetime history of alcohol exposure seems to be responsible for increased neuronal hyperexcitability and cell death seen in those with alcohol-related brain damage (Crews and Vetreno, 2016). In this sense, it is notable that HMGB1 is released from activated neurons and promotes inflammation through TLR4-mediated mechanisms (Yang et al., 2021). Increased TLR4 potentiated activation of the NFkB pathway in human alcoholics (Crews et al., 2013; Zou and Crews, 2006). In addition to increased risk of alcohol-related brain damage, oxidation of ethanol by CYP2E1 increases synthesis of reactive oxygen species (ROS) (Koop, 2006). Increased levels of ROS may ultimately lead to adverse inflammatory consequences such as cancer, atherosclerosis, inflammation, cirrhosis (see Barr et al., 2015 for review). The increased activity of these innate immune molecules leads to the gradual accumulation of ROS and may contribute to the lasting neuroinflammation and neurodegeneration in alcoholics (Liu et al., 2017).
There seems to be a bi-directional relationship between the cellular components of the innate immune system and increased alcohol intake, where increased consumption of alcohol activates the innate immune system and specific components of the innate immune system increase alcohol consumption (see Robinson et al., 2014 for review). Due to increased expression of TLR4 following chronic alcohol consumption (Liu et al., 2011), it was initially proposed that TLR4 activation would lead to increased consumption of alcohol (Wu et al., 2012; Bajo et al., 2016), but subsequent studies do not concur with these initial findings (Harris et al., 2017; Blednov et al., 2017), raising questions about the precise role of TLR4 as a moderator of alcohol consumption. Other studies have also examined a potential role for TLR3 as a moderator of alcohol consumption, showing that activation or inhibition of TLR3 produced bi-directional alterations in ethanol self-administration (McCarthy et al., 2018; Randall et al., 2019; Warden, 2019a; Warden, 2019b). Chronic ethanol consumption increased TIR-domain-containing adaptor-inducing interferon-β (TRIF) pathway components in mice (McCarthy et al., 2018). Additionally, activation of the TRIF pathway increased self-administration of ethanol in Myd88 −/− mice (Warden 2019b). Together, these findings support a feed-forward framework for alcohol misuse, where chronic alcohol consumption increases TLR3 and TLR4 expression, and exposure to antigens/pathogens that activate these PRRs would propel further drinking, and so on. This underscores the importance of understanding how alcohol exposure alters immune function, and in particular, whether there are specific developmental periods (prenatal, adolescent) during which alcohol exposure might exert long-lasting effects on immune function.
Excellent reviews of alcohol effects on immune function are available already (Szabo & Saha, 2012), so our focus here will be to briefly frame the key mechanisms, as a means to provide a foundation for understanding age-specific vulnerabilities to alcohol. Under normal conditions (no alcohol present), circulating monocytes recognize and bind LPS through TLR4 and are activated to form mature macrophages once bound. MyD88 pathways downstream of TLR4 ultimately signal transcription for the nuclear factor kappa B (NFκB) whose activation leads to enhanced transcription of pro-inflammatory cytokines and chemokines (Blackwell and Christman, 1997; Hoffman et al., 2006). Importantly, these natural functions of monocytes/macrophages are severely impacted by either acute or chronic alcohol consumption, effects that appear to occur in both a dose- and time-dependent manner (Barr et al., 2015; Sureshchandra et al., 2019). In response to alcohol, both in vitro and in vivo studies of isolated peripheral blood mononuclear cells (PBMC) from healthy humans or those affected by AUD begin to help identify mechanisms by which different intensities of alcohol exposure will affect lifetime immunity. Isolated PBMCs from healthy males and females (no history of alcohol abuse; < 6 drinks/week) that were incubated in 25 or 50 mM of ethanol expressed endotoxin tolerance where pro-inflammatory cytokine release was inhibited and release of heat shock proteins was increased (Muralidharan et al., 2014). Even when challenged with LPS, PBMCs from healthy humans inhibited the release of pro-inflammatory cytokines (IL-1β; Mandrekar et al., 2009) after acute exposure to 25mM of ethanol. These findings are indicative of the general pattern of effects often observed in studies of alcohol effects on host immune function.
Consistent with the effects of alcohol on circulating monocytes/macrophages, humans with a history of chronic heavy drinking were more likely to develop a wide range of organ-related pathologies, at least in part due to actions of ethanol on monocytes/macrophages resident to individual organs such as the liver (Edmondson, 1980). Other vulnerabilities to the liver arise from alcohol metabolites such as acetate and acetaldehyde, both of which can increase risk for hepatocellular carcinoma (HCC; Grewal and Viswanathen, 2016) and alcoholic liver disease (ALD; Szabo and Bala, 2010). Inflammation derived from LPS in microflora of the gut evidently induced steatosis, inflammation, and ultimately cirrhosis in those with ALD (see Arab, Arrese, and Shah, 2020 for review). Alcohol increased gut permeability in even healthy humans following an acute heavy drinking episode (Bode, Kugler, Bode, 1987; Bala et al., 2014; de Jong et al., 2015). Chronic alcohol consumption increased the quantity of gut-derived microflora and their subsequent LPS production (Bode et al., 1984; Hauge, Persson, and Danielsson, 1997). Indeed, chronic alcohol exposure has been shown to increase endotoxin in blood (Walter et al., 2017), though other studies have reported no effect of acute alcohol challenge on plasma endotoxin (Doremus-Fitzwater et al., 2015), suggesting that these effects may be dependent on the dose and/or route of ethanol administration. Alcohol abstinence programs of 12, 6, and 3 weeks have been found to decrease baseline plasma LPS levels among excessive drinkers; however, there is conflicting evidence as to whether such programs also lead to a decrease in baseline pro-inflammatory cytokines (Leclercq et al., 2012; Liangpunsakul et al., 2017; Donnadieu et al., 2018). Importantly, the disrupted gut barrier following chronic heavy drinking promoted activation of Kupffer cells which led to subsequent increases in TNFα and superoxide (see Wheeler, 2003 for review). Ultimately, chronic activation of Kupffer cells through a gut-derived, LPS-induced proinflammatory state seems to be responsible for the pathophysiology of ALD (Takei et al., 2004). Alcoholic hepatitis seems to develop from similar microbial translocation-mediated mechanisms (see Mathurin and Lucey, 2012 for review).
A similar monocyte/macrophage-mediated cascade occurs due to actions of ethanol on alveolar macrophages in the lung, contributing to acute respiratory distress syndrome (ARDS; Thakur et al., 2009). These alcohol-induced changes in viability of immune cells of the lung seem to be controlled by the increased expression of cytokines and ROS responsible for oxidative stress damage to the lungs (Liang et al 2012; Mehta and Guidot, 2012), as well as the increased recruitment of neutrophils by alveolar macrophages providing additional damage (Dorio and Forman, 1988). Additionally, heavy alcohol consumption may play a critical role in lung cancer diagnosis, in a dose-dependent manner (Korte, 2002), even after controlling for cigarette use (see Bandera, Freudenheim and Vera, 2001 for review). Damage to the lungs following chronic heavy drinking not only decreases integrity of lung function, but leaves the host more vulnerable to risk of other respiratory infections (see Simet and Sisson, 2015 for an extensive review on consequences of chronic alcohol consumption on lung health). Considering the critical role of the liver in initiation of the acute phase response of host defense, as well as the lungs as a point of entry for respiratory pathogens, alcohol-mediated modification of intrinsic immune cells of these organs are particularly problematic, and must be taken into account when considering host defense processes.
Damage to internal organs resulting from chronic heavy drinking, in turn, promotes susceptibility to both bacterial and viral infections (eg. HIV, viral respiratory infections, tuberculosis, and pneumonia; Rehm et al., 2009; Baum et al., 2010; Szabo and Saha, 2012; Justice et al., 2016; Osna et al., 2022). For example, cases of Mycobacterium tuberculosis, Klebsiella and Streptococcus pneumoniae are more prevalent among chronic alcoholics (Rehm et al., 2009; Bhatty et al., 2011; Jong et al., 1995). Hepatitis C (HCV) is more prevalent among alcoholics, and seems to further propagate HCV replication in hepatocytes (Hou et al., 2013). The progression of liver disease induced by hepatitis B (HBV) diagnosis has been found to be further accelerated by chronic alcohol use (Gao and Bataller, 2011). Reviews for chronic alcohol use and subsequent impact on HIV diagnosis and trajectory are readily available (Hahn and Samet, 2010; Monnig, 2016; Molina et al., 2018). Endotoxin and other bacterial components in circulation provide an avenue for repeated or continuous stimulation of the innate immune system via TLR4. Studies have shown that overactivation of TLR4 leads to microglial dysfunction, significant neuroinflammation and neuronal death (Blanco et al., 2005; Alfonso-Loeches et al., 2010; Fernandez-Lizarbe et al., 2009 & 2013; see Henriques et al., 2018 for further review of the specific role of microglia in alcohol-related neurotoxicity and Yang et al., 2014 for a review of the microglia-alcohol relationship across the lifespan).
In addition to increased risk of organ-related pathologies, humans with a history of chronic heavy drinking also experience impaired wound healing and prolonged recovery following an operative procedure (see Tonnesen and Kehlet, 1999 for review). Preoperative alcohol abuse predicted longer recovery time following operative procedures due to increased wound infections and cardiopulmonary insufficiency (Tonessen and Kehlet, 1999). Increased circulating levels of adrenocorticotropic hormone (ACTH) following abstinence from alcohol may be a potential mechanism by which humans with AUD have delayed postoperative recovery (Tonessen et al., 1992). Although, a study employing one month of abstinence prior to surgery in chronic alcohol misusers (< 60g ethanol/day) reduced postoperative complications when compared to alcoholic controls who did not receive the intervention (31% v. 74%; Tonessen et al., 1999). Chronic alcoholics also show impaired bone recovery following fractures and are more likely to develop osteopenia (Chakkalakal, 2005; Bikle, Genant, and Cann, 1985). Dermal wound healing was also found to be profoundly inhibited by alcohol consumption (see Jung et al., 2011 for an extensive review), where acute binge episodes leading to BACs of at least 200 mg/dL increased wound related infections by 2.6 fold (Gentilello et al., 1993). Together, these findings suggest that heavy alcohol consumption may not only increase risk of injury, but also increase risk of extended complications following injury.
Developmental sensitivity to alcohol exposure
Given the extensive health consequences of chronic heavy drinking in human adults, it is imperative to evaluate and understand the effects of alcohol across the lifespan. The developmental period during which the onset of alcohol consumption occurs may be critical in assessing the risk for and severity of later-life drinking and immune dysfunction.
PAE primes immune dysfunction in adulthood
Most of what is known about the effects of alcohol exposure during a specific developmental period has accumulated from immune dysfunction in humans with FASD and PAE in animal models. In addition to increased risk of a future AUD diagnosis in adulthood (Spear and Molina, 2005), those who have had in utero exposure to ethanol appear to be more vulnerable to infectious disease (see Reid et al., 2019 for review). Human children and newborns exposed to alcohol in utero were found to have a higher incidence of infections including respiratory illnesses (Libster et al., 2014; Gauthier, 2015), urinary tract infections (Johnson et al., 1981), and meningitis (Johnson et al., 1981). Yet, the mechanisms of these long-lasting changes in immune function and infectious disease vulnerability remain somewhat unclear. Due to the key role that CNS plays in orchestration of host immunity, it seems critical to determine the extent to which alcohol-mediated changes in host immunity occur due to a top-down effects (direct effect on CNS-mediated mechanisms that trickle down to disrupted host immunity) versus bottom -up effects (direct actions of ethanol on immune cells/organs that then influence CNS function).
Consistent with this, Yirmiya et al (1993) showed that maternal consumption of ethanol during gestation severely reduced fever, sickness behaviors, and corticosterone responses in PAE offspring when challenged with LPS as young adults, an effect that was also evident when rats prenatally exposed to ethanol were challenged in adulthood with either Interleukin-1β (IL-1β; Yirmiya et al., 1996; Taylor et al., 1999, 2002) or a Traumatic Brain Injury (TBI) model (Taylor et al., 2002b). PAE has also been shown to exacerbate HPA axis responses to subsequent immune challenge, with at least some reports suggesting that the HPA sensitization was not accompanied by exacerbated cytokine release into the bloodstream (Kim et al., 1999). Yet, PAE exacerbated adjuvant-induced arthritis in a study involving female rats (Zhang et al., 2012). Another recent study involving female rats exposed to PAE and an adolescent stress paradigm showed greater arthritis severity during adulthood and lower odds of recovery; among rats that did recover, these developmental perturbations were associated with increased joint inflammation post-arthritis (Bodnar et al., 2022). Rats exposed to PAE demonstrated impaired adaptive immune function and altered B-cell responses, resulting in increased risk for contracting, and increased severity of, influenza infection (McGill et al., 2009). These studies seem to suggest a long-lasting, immunomodulatory effects of chronic ethanol exposure during prenatal development that is revealed in studies using either (a) non-replicating models of infection such as LPS (a bacterial mimetic) or Poly I:C (a viral mimetic) challenge in adulthood; (b) direct exposure to tissue injury or damage such as TBI or incurred by adjuvant exposure. Thus, the effects of PAE appear to depend at least in part on the nature of the inflammatory stimulus, as well as the feature of immunological function it targets.
In studies of CNS inflammation after PAE, other studies using binge-like prenatal ethanol exposure have shown increased proinflammatory cytokine expression in neonatal (Boschen, Ruggiero, and Klintsova, 2016), adolescent (Chang, Karatayev, and Leibowitz, 2015), and adult (Terasaki and Schwarz, 2016) mouse brains. In vitro studies of isolated maternal and fetal lymphocytes have demonstrated an exposure-dependent pattern in immune consequences; low to moderate levels of ethanol exposure did not alter cytokine expression in fetuses, whereas chronic exposure to ethanol exacerbated cytokine secretion (Ahluwalia et al., 2000). In addition, maternal alcohol consumption increased proinflammatory cytokine release from mother to fetus directly through the placenta (Terasaki and Schwarz, 2016). Thus, the influence of PAE on later immune function may be dependent on the alcohol exposure regimen, as well as the specific developmental window during which the exposure occurs.
In addition to increased levels of circulating immune factors such as cytokines, in vivo studies of PAE have shown structural deficits in the CNS such as reduced white matter integrity in human subjects (Sherbaf et al., 2019). PAE studies have also shown ethanol-induced changes in microglia, with more hypothalamic microglia present among PAE-exposed, adult rats at baseline conditions (Chastain et al., 2019) and increased microglial activation after LPS challenge in both the medial prefrontal cortex (mPFC) (Terasaki and Schwarz, 2016) and the hypothalamus (Chastain et al., 2019). PAE was also associated with increased astrocyte and microglial activation that ultimately contributed to the potentiation of peripheral nerve injury and chronic neuropathic pain (Noor et al., 2017; see Kane and Drew, 2020 for further review of the role of improper glial development in the pathology of FASD).This increased activation appears to be due to the interaction of ethanol with TLR4 and the subsequent inflammatory response, as TLR4-deficient, alcohol-treated mice (both dams and offspring) did not show elevated inflammatory markers nor the associated behavioral effects (Pascual et al., 2017). These findings demonstrate fundamental alterations in the neuroimmune system as a result of PAE that contribute to dysfunctional CNS-mediated regulation of host defense processes later in life.
A significant challenge for studies examining the influence of PAE on offspring immune function will be to discriminate between effects on the fetus that are produced by (a) direct action of alcohol on the developing fetus; versus (b) an indirect influence of maternal-derived factors such as cytokines, exosomes, or other biomolecular signaling pathways originating from alcohol actions on the mother (rather than the developing fetus). This same challenge exists in studies of maternal infection, where studies have shown that the placental barrier limits direct transmission of certain viral and bacterial pathogens from the mother to the fetus. Similarly, the placental barrier may restrict direct passage of maternal cytokines into the fetus, similar to the restrictive influence of the BBB in limiting direct passage of cytokines from blood to brain. To complicate matters further, alcohol can disrupt both the BBB and the placental barrier, effects that likely reflect the degree (dose and patterns of use) of alcohol exposure, the temporal patterns of alcohol exposure, and the developmental period during which alcohol exposure occurs (Vore & Deak., 2022).
The immune dysfunction associated with PAE in human and animal studies likely contributes not only to an increased vulnerability to poor disease outcomes but also neurodevelopmental deficits. One longitudinal study that evaluated mothers reporting different levels of drinking during pregnancy showed that alterations in cytokine pathways were associated with both the level of reported alcohol consumption and the degree of neurodevelopmental delay in the child (Bodnar et al., 2020). Preclinical evidence suggests that alterations in microbiota composition caused by PAE may contribute to such PAE-related neurodevelopmental deficits (similar to disorders such as Autism Spectrum Disorder); moreover, there is evidence that these alterations are sex-specific, as the microbial species that were affected by PAE differed in abundance between male and female rats (Bodnar et al., 2022). These sex-specific effects were also evident in a study that found that distinct activity levels of peripheral immune markers between male and female rats were predictive of particular neurocognitive effects, with male rats showing increased anxiety in an Open-Field Test and females showing decreased social interaction (Bake et al., 2021). Thus, PAE may alter peripheral immune function in such a way that causes sex-dependent changes in CNS development and behavioral outcomes.
Adolescent onset of alcohol abuse as a unique period of vulnerability for adverse immune-related impact in later life.
Binge drinking emerges in adolescent humans as early as 12 years of age, and becomes especially prevalent around the age of 16 (Spear, 2000), yet the long-lasting effects of adolescent binge-drinking on host defense processes has only recently been tested. A few clinical studies have specifically assessed long-term immune dysfunction following adolescent alcohol exposure, though it is admittedly difficult to dissociate alcohol exposure effects that result from specific sensitivity or vulnerability of the adolescent period from life-long effects of alcohol consumption that was initiated during adolescence. In a study where both 20 year-old males and females who had engaged in binge drinking for at least 2 years were compared to age-matched controls, all individuals who engaged in binge drinking had elevated levels of gut-derived LPS and upregulated transcription of inflammatory markers such as IL-1β, IL-6, and MCP-1 in PMBCs. Females with a history of binge drinking during adolescence had higher markers of inflammation in PBMCs than their male counterparts (Orio et al., 2018), indicating sex-specificity in exposure effects. Opposite effects on adolescent cortical morphology between male and female binge drinkers aged 16-19 have also been reported (Squeglia et al., 2012). Still, further clinical studies are needed to more thoroughly assess the effects of alcohol exposure during adolescence rather than later in life.
Preclinical studies that have employed adolescent alcohol exposure models have found significant alterations in adult neuroimmune function, including residual activation of microglia (Sanchez-Alavez et al., 2019a and b), increased expression of TLRs and activity of NfκB signaling pathways (Crews et al., 2017), and enhanced neuroimmune gene expression when challenged with ethanol during adulthood (Vore et al., 2021). Other studies have demonstrated that Adolescent Intermittent Ethanol (AIE) exposure also exerts effects on peripheral immune function. Male rats that underwent an AIE exposure procedure exhibited impaired cytokine induction within circulating leukocytes evoked by injection of LPS in adulthood, an effect that was only observed in males (Vore et al., 2017). Interestingly, a similar impairment in extracellular cytokine release was observed in the hippocampus following the same AIE exposure (Gano et al., 2019). These findings complement studies that have examined neuroimmune function in AIE-exposed, adult male rats by measuring the fever response, rather than cytokine gene expression, after LPS exposure. Exposure to 2 weeks of a liquid ethanol diet impaired the fever response to LPS (Taylor et al., 2002) in adult males. In a rat model, Telles et al (2017) showed impairment in LPS-induced fever after 8 intraperitoneal injections of ethanol during mid-adolescence. Fever in this model was also diminished when rats were challenged with intracerebroventricular (i.c.v.) administration of PGE2 (considered the final common mediator of febrile responses) instead of LPS, suggesting a more global impairment in thermogenic responses that could be mediated by ethanol-induced changes in Brown Adipose Tissue (BAT; Cruz et al., 2020). Although this impaired responsiveness to i.c.v. PGE2 predicts that fever responses to any pathogen should be compromised in rats with a history of adolescent ethanol exposure, since BAT metabolism is critical to the exothermic reactions that generate heat during fever, this has not been tested. Furthermore, it is somewhat paradoxical that expression of multiple TLRs are increased in the CNS after chronic ethanol in both humans and rodent models, which would seem to suggest that fever responses should be sensitized (rather than inhibited) in adolescent alcohol exposed subjects that are later challenged with LPS. However, other competing or compensatory mechanisms could be at play, such as increased circulating endotoxin due to impaired intestinal barrier function (Tamai et al., 2000; Keshavarzian et al., 2009), increased circulating LPS binding protein (Meng et al., 2021), decoupling of TLRs from their cognate signaling pathways, or a shift in central versus peripheral immunoregulatory mechanisms. Finally, virtually no studies have utilized adult animals exposed to a comparable regimen of alcohol exposure to test for age-specific vulnerability effects. Clearly, these issues require directed efforts to fully understand the extent to which adolescence may reflect a critical and/or sensitive period for the untoward effects of alcohol on host immune defense mechanisms. Indeed, an underwhelming amount of literature examining long-term effects of adolescent alcohol exposure exists relative to PAE, despite adolescence being a similar time of sensitivity to external influences that shape the trajectory of brain development through adulthood (Spear 2013; Lees et al., 2020), and the high prevalence rates of adolescent binge drinking.
Conclusions
Overall, effective host immunity begins with a robust and well-organized innate immune response involving both the CNS and multiple peripheral end organs including organs in which infections commonly originate (skin, lung, gut, and mucosal membranes) as well as those essential to processing and propagation of the immune response (liver, brain, spleen). Binge drinking, chronic alcohol use, and diagnosis with an AUD are associated with acute and, in some cases, long-lasting changes in host immunity. Although a great deal of granular, mechanistic findings exist, most published studies focus on one specific feature of alcohol effects on host immunity, tending to focus exclusively on one organ system (CNS, liver, spleen), failing to recognize the importance of bi-directional, immune-to-brain communication pathways that are critical to effective coordination of immunological processes and ultimately host defense. Alcohol has a powerful, seemingly direct effect on neuroimmune function, which can in turn influence peripheral immunity through a top-down approach in which neural, endocrine, or humoral mediators modulate circulating immune cell function. Additionally, direct actions of ethanol (or its metabolites) on peripheral organs (liver, gut, spleen) may also influence neuroimmune processes through bottom-up signaling mechanisms (see Figure 2B). The bi-directionality of these immune-brain networks underscores the importance of acknowledging whole-organism physiology when considering the influence of alcohol on host defense processes. A major goal of this review was to highlight this bi-directionality, and to call for more integrative studies in both human and pre-clinical models that take into account the full range of systems-level interactions that subserve effective host defense.
To complicate matters further, one must also consider that AUDs have deep roots in development, with both prenatal and adolescent periods serving as the initial ages during which alcohol exposure or use (respectively) occurs, and that age of first alcohol use is highly correlated with later AUD diagnosis (DeWit et al., 2000; Miller and Spear, 2006). Though our developmental biology appears to be capable of substantial resilience, these early developmental epochs may be critical and/or sensitive periods to developmental programming events that can produce life-long changes in host immunity and tissue repair processes, including to the effects of alcohol. In this way, the rapidly changing neural, hormonal, and immune systems during early development may be particularly vulnerable to long-lasting effects of alcohol exposure that occurs during these periods. Studies in the literature specifically on long-lasting effects of adolescent binge drinking (humans) or exposure (preclinical models) are sorely lacking. Delineating the mechanisms of prenatal and adolescent alcohol effects on neural-immune interactions that utilizes an integrative, whole-organism perspective may ultimately yield important insight into not just AUD per se, but also into the wide range of health-related maladies that result from early life exposure to alcohol.
Highlights:
Early developmental exposure to alcohol has a multitude of effects on host immunity.
The CNS orchestrates effective host defense across multiple systems.
Effects of alcohol on host defense processes require a whole-organism physiology approach.
Systems level interactions may be disrupted by early developmental alcohol exposure.
Studies are required to dissociate the cumulative impact of alcohol from rapid, activational effects on host immunity.
Funding:
This work was supported by the National Institutes of Health grant P50AA017823 (TD), T32AA025606 (KTK), and the Center for Development and Behavioral Neuroscience at Binghamton University. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the above stated funding agencies. The authors have no conflicts of interest to declare.
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