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. Author manuscript; available in PMC: 2026 Sep 23.
Published in final edited form as: J Control Release. 2025 Jan 24;379:696–707. doi: 10.1016/j.jconrel.2025.01.011

Engineering vaginal film platform for mucoadhesion and sustained drug release for HIV-1 prevention

Jing Li a,b, Sravan Kumar Patel a,b, Yvonne Sweeney c, Dorothy Patton c, Peter Anderson d, Sharon L Hillier b,e, Lisa Cencia Rohan a,b,e,*
PMCID: PMC13597109  NIHMSID: NIHMS2206117  PMID: 39814320

Abstract

User adherence contributes to the effectiveness of topical pre-exposure prophylactic products designed to protect against human immunodeficiency virus type 1 (HIV-1) infection. Long-acting approaches that do not require daily or coitally-dependent use could potentially improve user adherence. This study aims to develop a long-acting vaginal film to deliver an integrase inhibitor, MK-2048, for prevention of HIV-1 infection. To this end, a film platform fabricated with thiolated chitosan and poly(lactide-co-ε-caprolactone) (PLACL) was designed to achieve long residence time and sustained drug release profile, respectively. A series of PLACLs were synthesized with different lactic acid (LA) to caprolactone (CL) ratios and were chemically and thermally characterized. Films containing thiolated chitosan and PLACL copolymers were manufactured using solvent-casting and characterized for their physicochemical properties. The in vitro release of MK-2048 formulated in thiomer PLACL films was tested. The lead film composed of thiomers and PLACL 80 showed comparable elasticity with the marketed VCF® film (vaginal contraceptive film) and slower drug release rate compared to other compositions. The tissue mucoadhesion and permeability of MK-2048 were significantly improved by incorporation of thiolated chitosan in the film matrix. Importantly, the film showed no evidence of toxicity in excised human ectocervical tissue and demonstrated comparable anti-HIV activity as free MK-2048. The lead film evaluated in pigtail macaques showed drug concentrations above the IC95 (41 nM) in vaginal fluids and tissues for a period of at least 2 weeks, with no evidence of toxicity. Overall, these in vitro and in vivo studies demonstrate that this strategy can be applied to rationally develop polymeric film platforms that can sustain drug release in vivo, potentially improving user adherence.

Keywords: HIV-1 prevention, MK-2048, Mucoadhesive, Vaginal film, PLACL, Sustained release

1. Introduction

As reported by United Nations Programme on HIV and AIDS (UNAIDS), globally 1.3 million people were newly infected with HIV in 2022 [1]. Adolescent girls and young women (AGYW) aged 15–24 are at significantly higher risk of acquiring the HIV-1 infection than men [1,2]. In the past two decades, there has been a significant but slow progress in making biomedical prevention options available for high-risk populations. These include Truvada® and Descovy® for daily oral administration, dapivirine vaginal ring for monthly use, and Apretude (cabotegravir) and Sunlenca® (lenacapavir) injections for every 2- and 6-months administration, respectively [3–7]. Except, the vaginal ring, none of the approved products are female-controlled. The dapivirine vaginal ring was developed as a coitally-independent tool which was shown to reduce overall HIV infection rate in women in the Ring and ASPIRE (MTN-020) clinical studies [6,7]. However, lower adherence was observed in young women aged 18–21 years, which led to decreased protection against HIV infection in this group [6]. Follow on clinical trials including HOPE (MTN-025) and DREAM, showed increased product adherence and an associated increase in efficacy [8,9] [7]. These data illustrate the need for development of acceptable options for women which can improve adherence and provide longer duration of protection. Among several products in development, polymeric film technology has been garnering attention due to its distinguishing attributes namely potential for discreet use, portability, lack of messiness, lack of applicator, and low cost. Multiple studies revealed that the polymeric vaginal film is a safe and acceptable dosage form [10–12]. The first generation of vaginal films that have been advanced to the clinic were developed for coitally-dependent use. In this work, we aimed to design a coitally-independent film targeting 2–4 weeks of extended drug release to further improve user adherence for HIV prevention.

Prolongation of the residence of the film in the vaginal compartment is a promising strategy to extend drug release. The vagina is a tube-shaped fibrous muscle that is covered with cervicovaginal mucus (CVM), a gelatinous fluid primarily composed of mucin [13,14]. CVM functions as a lubricant to protect the underlying mucosa and also facilitates other physiological functions. Mucoadhesive polymers have been widely applied to extend the retention time for products in the vaginal cavity [15]. The first generation of mucoadhesive polymers were developed to bind to mucin via multiple interactions including hydrogen binding, electrostatic interaction, and hydrophobic interaction [16]. Typically, this adhesion strength is weak, meaning the film may be easily dislodged from the vagina [17]. Next generation thiolated polymers (thiomers) provide an option for strengthened mucin binding via the thiol moiety that forms a covalent bond with the cysteine domain in mucin [18]. Thiolated chitosan is ranked as the most mucoadhesive polymer as compared to other thiomers and has been shown to exhibit approximately 10-fold higher adhesive retention time than most of the first-generation mucoadhesive polymers [19]. The in vitro tissue adhesion time of thiolated chitosan was reported to be as long as 168 h using a rotation cylinder method [20]. In addition, the safety of thiolated chitosan containing eye drops was demonstrated in two Phase I clinical trials [21]. Thus, thiomers can potentially be applied in a long-acting vaginal polymeric film formulation to increase local retention time. We have previously reported utility of thiolated chitosan to improve mucoadhesiveness of a dapivirine and levonorgestrel film for prevention of HIV and unintended pregnancy [22].

In addition to the prolongation of vaginal retention time, the active pharmaceutical ingredients (APIs) loaded into films need to be sustainably released from the polymeric film matrix to provide consistently sufficient drug concentrations for the entire intended period of use. Poly (lactide-co-ε-caprolactone) (PLACL) is a synthetic biodegradable polymer, which can be incorporated to achieve tunable polymer degradation rate and elasticity. This is achieved by adjusting the ratio of lactide to caprolactone [23]. PLACL has been shown to be compatible with cells and tissues and degrades over time without causing toxicity [24,25]. Because of these features, PLACL has been applied in controlled drug release systems [26–31] such as electrospun nanofibers and nanoparticles. PLACL is also amenable to polymeric film manufacturing using different manufacturing methods such as electrospinning, solvent casting or hot melt extrusion [32,33].

The aim of this work was to design a coitally-independent vaginal film with high mucoadhesion and sustained release profile using functional polymers to prevent HIV-1 infection. MK-2048, a second-generation integrase strand transfer (INST) inhibitor was used as the model antiretroviral drug in these studies. It possesses high potency against viral integrase (IN) and the mutation of INR263K with the half maximal inhibitory concentration (IC50) of 2.6 nM and 1.5 nM [34], respectively. In this study, we present the synthesis and characterization of PLACLs with different chemical compositions. The lead film formulation was selected based on the sustained drug release profile and enhanced mucoadhesion, and further characterized for physicochemical properties, tissue toxicity, impact on drug tissue permeability, in vitro bioactivity in HIV inhibition, and in vivo drug release. Our results demonstrate that this novel sustained-release vaginal film platform prolongs tissue mucoadhesion and sustains the release profile of MK-2048, while also showing excellent tissue safety.

2. Materials and methods

2.1. Materials

l-lactide was kindly provided by Corbion. Caprolactone was purchased from Alfa Aesar (Haverhill, MA). PEG 400 was purchased from Spectrum (Gardena, CA, US). Hydroxypropyl methyl cellulose E5 (HPMC E5) was obtained from Dow Chemical Company (Midland, MI, US). Polyvinyl alcohol 4–88 (PVA 40–88) was purchased from Millipore Sigma (Temecula, CA). Ultrapure water was prepared by passing distilled water through a Milli-Q® Reagent Water System (Millipore®). Cell culture reagents were obtained from GIBCO, Invitrogen by Life Sciences, Inc. (Lenexa, Kansas). Alexa Fluor® 647 C2 Maleimide was purchased from ThermoFisher (Pittsburgh, PA). MK-2048 was provided by Merck Sharp & Dohme Corp. (NJ, USA). Phosphate buffered saline 10 X molecular biology grade was purchased from Mediatech, Inc. (Manassas, VA). All the other chemical reagents for film preparation were purchased from Fisher Scientific (Pittsburgh, PA).

2.2. Methods

2.2.1. Synthesis and chemical characterization of PLACL

Three PLACLs with different molar ratios of L-lactide (LA) and ε-caprolactone (CL) were synthesized using ring-opening polymerization based on the previously published method [23]. Briefly, the synthesis was carried out in a 50 ml flask placed in a temperature-controlled oil bath. Premeasured amounts of LA and CL were simultaneously added and melted. The flask was purged with nitrogen for 30 min and then stannous octoate (0.05 mol% versus total monomers) was added into the flask under stirring at 100 rpm and reacted at 140 °C. The reaction between monomers was stopped after 24 h by cooling the mixture to room temperature and addition of methylene chloride. The product was dissolved in chloroform and precipitated in an excess of methanol to remove the catalyst impurities and unreacted monomers. The product was dried at 35 °C under vacuum until it reached the constant weight. The copolymer was named according to the feeding molar ratios of LA to CL, as PLACL 70, 80 and 90, respectively.

The molecular weight of PLACL samples was determined by gel permeation chromatography (GPC). PLACLs were dissolved in tetrahydrofuran to a concentration of 5 mg/ml and samples were filtered using a 0.45 μm nylon membrane. Molecular weights and dispersities were determined using a Waters GPC system with Jordi 500 Å, 1000 Å and 10,000 Å divinylbenzene columns and a refractive index detector (Waters) which was calibrated using polystyrene standards of 62,300 Da, 30,000 Da, 9000 Da and 2500 Da. The injection volume for each sample was 20 μL and the flow rate was 0.500 ml/min. The chemical composition of PLACL samples was analyzed using proton nuclear magnetic resonance (1H NMR) spectroscopy (Bruker 400). All samples were dissolved in deuterated chloroform and the spectra were recorded at 400 MHz. Chemical bond formation of the PLACL was studied using attenuated total reflectance-Fourier-transform infrared spectroscopy (ATR-FTIR). The FTIR spectra were recorded in absorption mode with a resolution of 4 cm−1 using Bruker Vertex 70 FTIR spectrometer. Differential Scanning calorimetry (DSC, Mettler Toledo) was utilized to study the thermal properties of PLACL copolymers. Sample (~5 mg) was sealed in an aluminum pan and first heated from room temperature to 250 °C (1st cycle), then cooled to −70 °C (2nd cycle), and finally reheated to 250 °C (3rd cycle) at a heating/cooling rate of 10 °C/min and a nitrogen flow rate of 50 ml/min. All the processes were carried out under nitrogen atmosphere. Glass transition temperature (Tg) and melting temperature (Tm) were obtained from the heating cycle (−70 °C to 250 °C, 3rd cycle). DSC data was analyzed using STARe software.

2.2.2. Film formulation development

The polymeric film was manufactured using a modified solvent casting method [35]. Thiolated chitosan used in this study was synthesized and characterized using the method described in our previous work [22]. Briefly, chitosan (190–310 kDa) was dissolved in 1 % v/v acetic acid and pH adjusted to 5.0 using sodium hydroxide. This mixture was reacted with 2-iminothiolane HCl and stirred for 24 h. The solution was then dialyzed against 5 mM HCl, 5 mM HCl containing 1 % NaCl, and 1 mM HCl using a dialysis tube (10 kDa MWCO). The obtained solution was lyophilized before utilizing in film formulation development. Degree of thiolation was determined using Ellman’s assay as previously described [22]. The degree of thiolation was found to be 182.94 +/− 31.44 μmol/g.

The film formulation was composed of PLACL, thiolated chitosan, PVA 40–88, METHOCEL E5, propylene glycol, and glycerin. All films utilized in this study were manufactured using the same method with slight variations to formulation composition. To manufacture a 20 g liquid blend of the formulation tested in the macaque study, thiolated chitosan (0.2 g) was wetted in a portion of Milli-Q water overnight and PLACL (0.8 g) was dissolved in 1 g of methylene chloride separately. PVA 40–88 (1 g) was added to a beaker containing water and heated to 90 °C in a water bath for 15–20 min under overhead stirring (100 rpm) to allow solubilization of PVA, followed by stirring for 4 h. The PVA mix was added to PLACL containing dispersion and stirred overnight. After 24 h, the wetted thiolated chitosan solution and PVA/PLACL solution were mixed until a uniform dispersion was formed (at least 6 h). This blend was mixed in the laboratory fume hood for evaporation of methylene chloride. MK-2048 was dispersed in a mix of propylene glycol (0.8 g) and glycerin (0.8 g), and then added to the film dispersion containing all other excipients. Once the excipients and drug were mixed uniformly, the solution was cast onto a polyester substrate using a 4″ doctor blade and dried on an automatic film applicator (Elcometer® 4340) with temperature set at 60 °C for 30 mins. The film sheet was separated from the substrate and cut into 1″ × 1″ individual unit doses. PVA and thiomer films were prepared as controls. PVA film, representing baseline mucoadhesion and lack of sustained release, was composed of PVA 40–88, METHOCEL E5, propylene glycol, and glycerin. Thiomer film, which possesses mucoadhesiveness, but lacks sustained release, was composed of thiolated chitosan, PVA 40–88, METHOCEL E5, propylene glycol, and glycerin. Thiomer PLACL film equipped with mucoadhesion and sustained release properties was composed of thiolated chitosan, PVA 40–88, METHOCEL E5, propylene glycol, glycerin, and PLACL 70, 80 or 90.

2.2.3. Physicochemical characterization and stability of films

The films were characterized for mass using analytical balance (Mettler Toledo XS105), thickness using thickness gauge (Mitutoyo Corporation), moisture content using Karl Fisher apparatus (Metrohm, 758 KFD Titrino) in accordance with the titration method specified by the manufacturer, and puncture strength using texture analyzer (TA. XT. Plus®, New York, NY). The drug content in films was determined by extracting the drug using 40 % acetonitrile and analysis by high-performance liquid chromatography (HPLC) method. The mechanical properties of films containing different polymer compositions were evaluated using uniaxial tensile testing with ADMET MTEST Quattro mechanical testing system (n = 4). A previously investigated PVA based film and marketed film product VCF® were used as control groups. The casted films were cut into rectangular shape (10 mm × 7 mm). Samples were stretched until failure at a constant jogging speed of 10 mm/min. The stress (MPa) was obtained by dividing the applied force (N) with cross-section area (mm2) and % elongation (strain) was obtained from the displacement using ((L–L0)/L0*100), where L0 was initial gauge length and L was instantaneous gauge length. Elastic modulus was calculated from the linear stress–strain curve between 5 % and 15 % strain. Films were placed in the humidity chamber at 25 °C / 60 % relative humidity (RH) and 40 °C / 75 % RH, and the drug content was monitored for 6 months.

2.2.4. In vitro drug release

To determine the kinetics of drug release from MK-2048-loaded films in different media, an in vitro release study was conducted using a USP dissolution apparatus I with basket (Distek dissolution system model 2100; North Brunswick, NJ). Films measuring 1”x1” were utilized in this study. The dissolution was performed at 37 °C and a rotation speed of 10 rpm. 50 ml of 0.5 % w/v of sodium dodecyl sulfate (SDS) in acetate buffer (pH 4.2) or 0.5 % w/v of SDS in Milli-Q water was used as the media for screening film formulations. The test was carried out for up to 7 days. At predetermined time intervals, 1 ml aliquots were withdrawn and replaced by 1 ml of fresh media.

MK-2048 in collected samples was analyzed using HPLC. Dionex Ultimate 3000 HPLC system (Thermo fisher) with diode array detector (Pump DGP-3600 A, Autosampler WPS-3000TSL, Photometer PDA-3000) and Chromeleon data acquisition system was used for analytical method development. An Xbridge C18 HPLC column (5 μm, 2.1 × x 50 mm, waters) with guard column was used to separate MK-2048. The mobile phase consisted of (A) 0.1 % of formic acid in Milli-Q water and (B) acetonitrile. The gradient elution consisted of 10 % B at 0–2 min, 10 % B at 2–6 min with linear change to 50 % B at 7 min and then goes to 10 % B at 8 min with linear change and stays at 10 % B from 8 to 11 min. The flow rate was 1 ml/min. Sample injection volume was 20 μl and MK-2048 was determined at wavelength of 334 nm.

2.2.5. Ex vivo mucoadhesiveness

The ex vivo mucoadhesion testing of films was carried out using texture analyzer (TA. XT. Plus®, New York, NY). The film was attached to the head of a cylindrical probe (1″ radius, TA-57R) by double-sided adhesive tape. Porcine intestinal tissue was fixed in the tissue holder with an exposure area of 0.785 cm2. Before the probe with the film contacted the tissue, 15 μl of the vaginal fluid simulant (VFS) was added to the surface of the tissue and left for equilibration for 15 s. Following equilibration, the probe attached with the film applied a constant force of 150 g force on the tissue for 60 s. The probe was then withdrawn to detach the tissue at a speed of 0.5 mm/s. The change of the withdrawal force involved in detaching the film from tissue and the debonding distance were recorded by the Exponent software. The work of adhesion calculated from the area under the force vs. distance curve was used for comparing the mucoadhesiveness of different film formulations.

2.2.6. Ex vivo tissue epithelial integrity

The human ectocervical tissues used in this study were obtained through the University of Pittsburgh Health Sciences Tissue Bank as per approved IRB protocol PRO09110431. All tissues were de-identified and collected through an Honest Broker. The human ectocervical tissues were collected from three premenopausal women (30–55 years old) undergoing hysterectomy with benign health conditions. The excised tissues were transferred to the lab in Dulbecco’s Modified Eagle Medium (DMEM). Tissues were snap frozen and then stored in −80 °C for later use.

The impact of the thiomer containing films on the integrity of human ectocervical tissue was evaluated with transepithelial electrical resistance (TEER) using Ussing Chamber system (Physiologic Instruments, Inc. San Diego, CA) [36]. A frozen tissue was thawed in 37 °C water bath for 5 mins. The stromal tissue was removed from the excised ectocervical tissue using a Thomas-Stadie-Riggs tissue slicer (Thomas Scientific, Swedesboro, NJ). Thickness of the tissue was measured using a digital micrometer by mounting between the tissue two glass slides. The excised tissue was placed in the Ussing Chamber slider and equilibrated for 30 mins with exposure to PBS in apical and basal chambers. The tissue exposure area was 0.26 cm2. TEER was monitored by Acquire and Analyze Rev. II software, version 3.1 after adding thiomer film or thiomer PLACL80 film into the apical hemichamber. Both hemichambers were bubbled with continuous oxygen to maintain tissue viability. 0.6 % (w/v) of formulated Nonoxynol (N-9, GYNOL II®) was used as a positive control and PBS as a negative control for validation of this TEER assay. Haemotoxylin and Eosin (H&E) staining was performed post TEER study to assess post exposure morphological changes in the tissue.

2.2.7. Ex vivo tissue permeability

The tissue permeability of thiomer containing films was evaluated using the In-Line Cell system (PermeGear, Hellertown, PA). Tissue procurement and processing were conducted as previously described for the TEER study. Excised human ectocervical tissue was placed between donor and receptor compartments. The tested articles introduced into the donor compartment were unformulated MK-2048 or single 6 mm biopsy punches of MK-2048 PVA base film, MK-2048 thiomer film, or MK-2048 thiomer PLACL80 film with 450 μL VFS. The receptor medium used was DMEM at a flow rate of 50 μl/min and the cells were water jacketed to maintain a temperature of 37 °C. Excised human ectocervical tissue was exposed to each film for 6 h. A 3 ml receptor sample was collected throughout the experiment every hour. After the exposure period, the tissue was collected for H&E staining and drug quantitation. Apparent partition coefficients (Papp) were calculated using the following equation:

Papp=dXdt×1A*Cd

where dX is the cumulative amount of MK-2048 (ng) in the receptor chamber, A is the surface area of the cervicovaginal tissue (cm2) and Cd is the initial concentration of MK-2048 in the donor compartment (ng/ml).

2.2.8. In vitro anti-HIV activity

Cellular toxicity and in vitro activity studies were conducted using TZM-bl cell assay as previously described [37]. TZM-bl cells were seeded in a 96-well plate. 1″ × 1″ Films were dissolved in 1 ml saline solution with 10–106 dilution using cell culture medium. 100 l of film solution was added into TZM-bl cells for incubation. For cytotoxicity study, film solutions were incubated with TZM-bl cells overnight and media was replaced with 100 μl of CellTiter-Glo®. After 10 mins incubation, luminescence was determined by plate reader. The % viability of cells treated with film solution was calculated by the luminescence of film after treatment over that of cells without any treatment. For HIV inhibition efficacy, film dilutions were added to TZM-bl plates followed by adding HIV-1BAL to the cells. Cells were incubated for 48 h and then media was replaced with 100 μl of Bright-Glo®. After 2 mins incubation, luminescence was determined by plate reader. The % of HIV inhibition was calculated by using the equation: (1 - cells with film treatment/cells with HIV-1 infection only) * 100.

2.2.9. Compatibility with Lactobacillus

The standard microbicide safety test was used as previously described [38] to assess Lactobacillus compatibility with 1″ × 1″ MK-2048 thiomer PLACL80 film. Briefly, bacterial suspensions were prepared in ACES buffer and the films were then dissolved and mixed in the suspensions. The suspensions were incubated for 30 mins at 37 °C. Samples were taken at time zero and again after 30 mins. Viability was determined by standard plate count. A sample was compatible with Lactobacillus if the reduction in viability was <1 log10.

2.2.10. Film evaluation in pigtail macaques

Animal handling: Reproductive aged, female Macaca nemestrina, 11–16 years old, and weighing 8–10.5 kg were utilized in the animal experiment. Animals were not hormonally synchronized for studies described here. Monkeys were housed in ABSL-2 facilities (general colony housing) at the Washington National Primate Research Center (WaNPRC) located at the University of Washington in Seattle, Washington. The animals were housed and cared for under conditions that meet NIH standards as stated in the Guide for the Care and Use of Laboratory Animals (National Academy of Sciences, 2011), ILAR recommendations, and AAALAC accreditation standards for animals of this species. The University of Washington, including the Primate Center, is fully accredited by AAALAC.

PK study: The lead ER film (thiomer PLACL80 film) loaded with 24 mg MK-2048 was evaluated in macaques for film retention and pharmacokinetics. Each animal had one film intravaginally administered by a trained technician. Colposcopy-aided photography was used to evaluate the vaginal fornix and face of the cervix, where films were placed. At each visit, the appearance of the cervicovaginal environment was documented using digital photography integrated with the colposcope and the status of film residue in situ was noted. Findings generated were used to describe the intravaginal dissolution time of the ER film under investigation and to note impact of films on mucosal integrity within the field of view. Vaginal pH was monitored for the duration of the study to assess the effects of prolonged film retention and drug delivery to the vaginal milieu. Vaginal pH was measured by a colorimetric test strip to detect large shifts in pH. Vaginal secretions were sampled with a polyester tipped swab, rolled and held against the vaginal wall for approximately 20 s. The moistened tip of the swab was dabbed on the colorimetric pH (4.0–9.0) indicator strip (resolution 0.5 pH units) and the result was determined by comparing the strip to the color chart provided by the pH test manufacturer. Blood plasma, cervicovaginal fluids and local tissues were collected to monitor MK-2048 drug delivery and describe the pharmacokinetics of MK-2048. A 2–5 ml blood sample was collected into a K2EDTA tube, processed and plasma drawn off. Plasma samples were stored at ultra-low temperature (−70 °C) until batched for overnight shipment to the analytic lab for pharmacokinetic testing. Vaginal fluid samples were collected with a polyester tipped swab, rolled and held against the vaginal wall for approximately 20 s. Each swab was weighed (pre/post collection) to determine sample weight. The swab head was snapped off and stored in a 3.6 ml cryovial and frozen (−70 °C) for batched shipment to the Anderson Lab (PK) for processing. Cervical and vaginal tissue biopsies were collected with 1.5 mm Silcut biopsy forceps. Each sample was weighed (target ≥4 mg) and store at −70 °C in a cryotube for bioanalysis.

Bioanalysis: UPLC-MS/MS was used to quantify MK-2048 in collected biosamples. Chromatographic separation was achieved using an Acquity® UPLC BEH Shield RP18; 1.7 μm 2.1 × 100 mm reversed-phase analytical column and two mobile phases utilizing a gradient consisting of 40:60 acetonitrile:10 mM ammonium formate pH 3 and 90:10 acetonitrile:10 mM ammonium formate pH 3 at 0.5 ml/min. This method utilized stable labeled isotopic internal standard analogues for MK-2048. Detection of the analytes was achieved by protonated ESI ionization tandem mass spectrometry. Linearity was displayed over the range of 25.0 pg/ml to 50,000 pg/ml for MK-2048 when 200 μl of plasma was analyzed. Due to the high concentrations associated with samples taken near the drug delivery device, and the propensity for nonspecific binding, cervical vaginal fluid and cervical and vaginal tissue biopsy samples were extracted into and diluted with human plasma. This resulted in a matrix >90 % human plasma, which allowed for the analysis of these samples using the same methodology described above. Cervical vaginal fluid was determined to have a density of 1 and was reported in pg/ml (1 mg of fluid was equivalent to 1 μl of fluid). Cervical and vaginal tissue was reported as pg/g. Assay accuracy and precision met established validation guidelines.

2.2.11. Statistical analysis

All values are reported as mean ± standard deviation (SD). Statistical data analyses were performed using the Student’s t-test between two groups and one-way ANOVA with Tukey’s post hoc test for the analysis among three or more study groups, with p < 0.05 as the minimal level of significance. In vivo maximum concentration (Cmax) and half-life in biophases, reported as geometric mean and 95 % confidence intervals (95 % CI), were used to describe drug delivery in the animals that received MK-2048 thiomer films. All tests were performed using the GraphPad Prism software version 7.

3. Results

3.1. Characterization of PLACL

A series of PLACL co-polymers were obtained by ring-opening polymerization using stannous octoate as an initiator. The polymer composition was controlled by varying the feeding ratio of monomers. Table 1 summarizes the characteristics for synthesized PLACL. The number average molar mass (Mn) and mass average molar mass (Mw) of PLACL with different LA to CL ratios were confirmed by GPC. The molecular weights of all the synthesized PLACLs were in the similar range (12–17 kDa). The chemical composition of PLACLs was confirmed by 1H NMR (Fig. 1). The peak between 5.3 and 5.0 ppm chemical shift represents the proton from the methine group in LA-A, and the highest peak is the proton from the methyl group in LA-B. The ratio of peak areas integrated from the two signals was 1 to 3 which corresponds to that in the lactide structure. The peak between 4.3 and 4.0 ppm is the proton from the methylene in CL-ε, and the peak between 2.5 and 2.0 ppm was the proton from the methylene in CL-α (Fig. 1). The actual monomer ratios calculated from the 1H NMR by comparing the methylene hydrogen within LA-A and CL-ε correlated well with the feed ratio, which confirms the synthesis process.

Table 1.

Characterization of synthesized poly (l-lactide-co-ε-caprolactones).

Polymer Monomer feeding ratio (LA/CL) Mn(kDa) Mw(kDa) Mw/Mn Actual ratio of LA/CL Tg (°C)
PLACL 90 90:10 13.8 22.9 1.66 90:10 36.86
PLACL 80 80:20 12.3 19.8 1.61 81:19 27.75
PLACL 70 70:30 16.8 26.7 1.59 65:35 16.57

Mn: number average molar mass, Mw: mass average molar mass. Actual ratio of LA/CL was calculated based on 1H NMR.

Fig. 1. 1H NMR of PLACLs.

Fig. 1.

The peak between (5.3–5.0) is the proton from the methine group in LA which is the labeled A position. The highest peak is the proton from the methyl group in LA. By taking the ratio of the peak area for these two signals, the ratio of 1 to 3 is corresponding to that in the lactide structure, which confirmed that the signal assignment is correct. The peak between 4.3 and 4.0 ppm is the proton from the ε methylene in CL, and the peak between 2.5 and 2.0 is the proton from α methylene in CL. Based on this signal assignment, the composition of each synthesized copolymer can be calculated.

The chemical bonds in PLACL were confirmed by FTIR. Fig. 2 highlights the areas, which are typically associated for C═O, C–H and C–O bonds. This corresponds to the bond that links the two monomers together. Additionally, no other bonds that do not belong to PLACL were observed, which indicates the success of the copolymerization. DSC was used to evaluate the thermal properties of PLACL with different monomer ratios. Tg was determined through the heating cycle (−70 °C to 250 °C). It was noticed that Tg of all these three copolymers was at or below the body temperature (PLACL 90: 36.86 °C, PLACL 80: 27.75 °C, PLACL 70: 16.57 °C), and the lower Tg was observed with the increased percentage of CL in the copolymers.

Fig. 2. FTIR spectra of PLACL 70, PLACL 80 and PLACL 90.

Fig. 2.

The copolymerization of PLACL was confirmed from C—O (1117 cm−1), C═O (1726 cm−1) and C—H (2986 cm−1). No additional bonds were observed from the IR spectrum suggesting the success of copolymerization.

3.2. Effect of matrix composition on elasticity of films

A soft and flexible film is more desirable as it improves tactile and aesthetic properties and facilitates easier insertion. The elasticity parameter was determined to evaluate the flexibility of films. In this study, commercial VCF® and a PVA film evaluated in prior clinical study [10] were utilized as comparators. Elasticity testing for films modified with thiomer and/or PLACLs showed that elastic modulus and elasticity were inversely proportional i.e. higher elastic modulus was correlated with lower elasticity of the film. The elastic modulus of VCF® and PVA film was found to be 30.77 ± 6.17 MPa and 34.84 ± 3.20 MPa, respectively. The incorporation of thiomer significantly increased the elastic modulus of film to 79.57 ± 15.87 MPa. However, with the addition of PLACLs into the thiomer films, the elastic modulus of these films was significantly reduced and returned to levels similar to that obtained for VCF® and PVA films (24.91 MPa to 37.50 MPa) (Fig. 3).

Fig. 3. Elasticity of films with polymer modifications.

Fig. 3.

The elastic modulus of film was increased very significantly by incorporation of thiomers in PVA film matrix but was compromised by the addition of any PLACL compositions. Films containing PLACL can maintain similar elasticity as commercialized VCF®, even when co-formulated with thiomers. Significant difference was noted at p < 0.0001 (****). The data were analyzed by One-way ANOVA with Tukey’s multiple comparisons test. PLACL 70 film represents PVA film with addition of thiomer and PLACL 70; PLACL 80 film represents PVA film with addition of thiomer and PLACL 80; PLACL 90 Film represents PVA film with addition of thiomer and PLACL 90.

3.3. In vitro drug release

To differentiate the drug release profile from different film platforms, a modified USP I dissolution method was developed. MK-2048 is a very hydrophobic antiretroviral drug. The aqueous solubility of MK-2048 was determined to be 10 μg/ml. Thus, solubilizers including SDS and Cremophor at different concentrations were evaluated for their ability to increase the solubility of MK-2048 for drug release study. It was observed that addition of solubilizers significantly improved the solubility of MK-2048. The solubility of MK-2048 in 0.5 % SDS, 1 % SDS and 1 % Cremophor EL was 537.31 μg/ml, 1355.98 μg/ml and 95.30 μg/ml, respectively. 0.5 % SDS was chosen as the dissolution medium to maintain the sink condition. In vitro drug release was conducted in buffers with pH 7.0 and 4.2. The Higuchi model was used to fit the release profile. Biphasic MK-2048 release was observed for films containing PLACL. It was shown that 100 % of MK-2048 was released in 8 h for thiomer film in both buffers. The incorporation of PLACL in film matrix significantly reduced the release rate of MK-2048 in both buffers as compared to thiomer film.

PLACL 70 film and PLACL 90 film showed similar release profile at first 8 h, whereas PLACL 90 film showed slower release rate than PLACL 70 film after 8 h (Fig. 4a and b). PLACL 80 film showed the slowest release profile compared to all the other films. In addition, the buffer pH had no significant effect on MK-2048 release rate for all the polymeric films (Fig. 4c). At the end of the dissolution studies, PLACL films did not appear to be fully dissolved, however, the integrity of the film was compromised suggesting slow disintegration due to the presence of PLACL. In the following study, PLACL80 film was selected as the lead film formulation for further investigation due to its comparative elasticity with commercialized VCF® and slowest drug release rate.

Fig. 4. Effect of PLACL composition on in vitro drug release from films.

Fig. 4.

a. 0.5 % SDS in Milli-Q water with pH 7.0 and b. 0.5 % SDS in acetate buffer with pH 4.2. c. Effect of pH on in vitro drug release from thiomer film (T film) and PLACL80 film (TP film).

3.4. PLACL 80 film physical characterization and stability

The thiomer PLACL80 film loaded with 8 % w/w MK-2048 was characterized for weight, thickness, water content, and puncture strength. There was no significant change in the water content and puncture strength between placebo and drug-loaded films, suggesting that drug incorporation had little influence on the properties of vaginal polymeric films (Table 2).

Table 2.

Physicochemical characterization for thiomer PLACL80 (TP) film.

Film type Mass (mg) Thickness (mm) Puncture strength (kg/mm) Water content%
Placebo 93.15 ± 4.70 0.12 ± 0.01 6.20 ± 1.10 5.09 ± 0.55
MK-2048 TP 77.2 ± 12.38 0.12 ± 0.005 5.41 ± 0.53 5.23 ± 0.36

The stability for drug content in films was monitored at two storage conditions over 6 months. No significant reduction (P > 0.05) of MK-2048 in either of the films was observed when they were stored at 25 °C/60 % RH and 40 °C/75 % RH over a 6-month period (Fig. 5).

Fig. 5. 6-month stability of MK-2048 thiomer PLACL film.

Fig. 5.

Two-way ANOVA with Dunnet’s multiple comparison test was conducted. No significant reduction of MK-2048 in films was observed in both storage conditions (p = 0.3697 for 6-month film stored in 25 °C 60 % RH; p = 0.9976 for 6-month film stored in 40 °C 75 % RH). TP: thiomer PLACL80 film; RH: relative humidity.

3.5. Improvement in tissue mucoadhesiveness

The ex vivo mucoadhesiveness of films was investigated by texture analyzer using porcine intestinal tissue. The quantitative work of adhesion, which is the area under the curve of force versus distance graph, was utilized to represent the tissue mucoadhesion of different films [39]. By comparing the PVA base film and PVA PLACL 80 film, we did not find any statistically significant change in the tissue mucoadhesion due to the addition of PLACL 80 into the film matrix. Meanwhile, the addition of thiomers significantly improved the tissue mucoadhesiveness as compared to PVA film and PVA PLACL 80 film, which lack the mucoadhesive thiolated chitosan. Interestingly, no significant difference was observed between thiomer film and thiomer PLACL80 film (Fig. 6). This indicates that thiomers are the major functional excipient contributing to film mucoadhesion and that the tissue mucoadhesion of thiomers was not reduced after co-formulated with PLACL 80 in the film matrix.

Fig. 6. Ex vivo mucoadhesiveness of films.

Fig. 6.

The addition of thiomer into the PVA film matrix significantly enhanced the tissue mucoadhesion of films. Addition of PLACL80 into the thiomer film has no significant impact on the tissue mucoadhesion of films. The comparison was conducted between film formulations and PVA base film group. Data were analyzed using One-way ANOVA and Tukey’s multiple comparisons test. Significant difference at p < 0.01 (**) and p < 0.005 (***).NS represents as not significant difference (n = 4). PVA film is the clinical evaluated film. PVA PLACL film is the PVA film with addition of PLACL80. T film is PVA film with addition of thiomer. TP film is PVA film with addition of thiomer and PLACL80.

3.6. Impact of film formulation on epithelium integrity

The impact of thiomer containing films on tissue integrity was assessed by measuring the TEER of the excised human ectocervical tissue following a 6-h exposure to thiomer film or thiomer PLACL80 film (Fig. 7a). PBS was used as the negative control that showed only 8.5 % reduction in TEER over 6-h incubation, while 0.6 % of formulated N-9 (GYNOL II®, positive control) showed 79.4 % decrease in TEER after 6-h incubation as compared to its initial TEER. The thiomer film had 24.9 ± 3.7 % reduction in TEER as compared to its initial value. The reduction in TEER for thiomer film was significantly different from that for PBS (p = 0.008). Importantly, the lead thiomer PLACL80 film showed 15.5 ± 2.5 % reduction in TEER after 6-h exposure, but no significant difference was observed between groups of thiomer PLACL80 film and PBS (p = 0.26). The post exposed tissue was further evaluated for changes in epithelial morphology using H&E staining. Fig. 7b shows that the exposure of N-9 to tissue resulted in disruption in the epithelial layer, whereas no significant changes in the tissue epithelial morphology were observed for PBS, thiomer film and thiomer PLACL80 film.

Fig. 7. Impact of thiomer film on tissue epithelium integrity using Ussing Chamber system.

Fig. 7.

a. shows the change of the TEER for PBS (negative control), thiomer film (T film), thiomer PLACL80 film (TP film) and N-9 (GYNOL II®) (positive control). One-way ANOVA with Tukey’s multiple comparison test was conducted. The reduction in TEER for thiomer film was significantly different from that for PBS (p = 0.008). No significant difference was observed between PBS and TP film (p = 0.26) (n = 3). b. No significant changes in the morphology of human ectocervical tissue for pre-and post-treatment using H&E staining.

3.7. Enhanced tissue permeability of thiomer containing films

The permeation of MK-2048 formulated in thiomer containing film through human cervicovaginal tissue was evaluated using In-Line Cell system. The drug substance and MK-2048 from all the formulated films was able to penetrate the epithelium of excised human ectocervical tissues under the tested experimental condition. No significant difference was observed between MK-2048 and MK-2048 PVA film. As compared to the drug substance, thiomer film and thiomer PLACL80 film showed significantly increased Papp (Fig. 8a). The % of tissue absorbed MK-2048 for free or formulated testing groups was investigated over 6 h and summarized in the Fig. 8b. It was observed that 12.15 ± 5.68 % of MK-2048 permeated into ectocervical tissue for thiomer film (p < 0.01) and 24.70 ± 9.15 % of MK-2048 for thiomer PLACL80 film (p < 0.0001). Both films showed significantly higher permeated drug as compared to free MK-2048 (0.24 ± 0.11 %) and PVA film formulated MK-2048 (1.25 ± 0.60 %).

Fig. 8. Ex. vivo tissue permeability using In-Line Cells system.

Fig. 8.

a. Shows the apparent partition coefficients (Papp) for free MK-2048, PVA base film, thiomer film (T film) and thiomer PLACL80 film (TP film). One-way ANOVA and Fisher’s LSD multiple comparison test was conducted. Values indicate mean ± SD with triplicates. (* represents p < 0.05). b. Comparison of % permeated MK-2048 of free, PVA film, T film and TP film. Enhancement ratios result from the comparison of each tested film formulation with the free MK-2048 control. Indicated values represent the means ± standard deviation of three experiments (**p < 0.01 and ****p < 0.0001 compared with free MK-2048). c. Comparison of morphology of human ectocervical tissues for pre-and post-permeability treatment.

To ascertain that the improved tissue permeability is not due to the morphology changes in the excised human ectocervical tissue, all the pre- and post-treatment tissues were stained for morphology observation. As compared to the tissue morphology prior to film treatment, no breach of the epithelial layers was observed in the tissues exposed to either of thiomer containing films, (Fig. 8c). These results demonstrated that the thiomer PLACL80 film formulated MK-2048 could be efficiently absorbed into the cervicovaginal tissue without affecting tissue morphology.

3.8. In vitro assessment of anti-HIV activity

The anti-HIV-1Bal activity of free MK-2048, thiomer PLACL80 film formulated MK-2048 and placebo thiomer PLACL80 film was evaluated in the cell-based HIV assay with a single round of infection. The thiomer PLACL80 film formulated MK-2048 showed highly potent antiviral activity with 50 % of inhibitory concentration (IC50) of 3.25 nM, similar to free MK-2048 (IC50 of 3.88 nM) in this assay (Fig. 9a and c). The placebo film also showed anti-HIV activity at high concentration. This activity observed in the placebo film is likely due to the presence of the polymer excipients. Fig. 9b confirmed that the anti-HIV activity of the treatments was not due to cytotoxicity.

Fig. 9. Bioactivity of MK-2048 thiomer PLACL film.

Fig. 9.

a. Anti-HIV activity of MK-2048 and thiomer PLACL80 (TP) film formulated MK-2048 using TZM-bl assay. b. cytotoxicity of MK-2048 and placebo TP film in TZM-bl cells. c. summarizes the IC50 of MK-2048 TP film, unformulated MK-2048 and placebo TP film. MK-2048 still maintained the potency in HIV inhibition in the TZM-bl cells after being formulated in the TP film.

3.9. Compatibility of thiomer PLACL80 film with Lactobacillus

The compatibility of MK-2048 thiomer PLACL80 film with the normal vaginal flora Lactobacillus was evaluated against three Lactobacillus strains (L. crisp ATCC 33197, L. jensenii ATCC 25258 and L. jensenii LBP 25AB). The Log (T30min plate count −T0 plate count) of less than 1 was considered as passed. MK-2048 thiomer PLACL80 film was safe against all tested Lactobacillus strains (Table 3).

Table 3.

Compatibility of thiomer PLACL80 film with normal vaginal flora, Lactobacillus.

Lactobacillus strains Log (T30min plate count −T0plate count)
L. jensenii ATCC 25258 −0.040
L. jensenii LBP 25AB −0.489
L. crispatus ATCC 33197 −0.082

3.10. PLACL film evaluation in pigtail macaques

A higher dose of MK-2048 (24 mg) compared to our previous investigations [40] was used to accommodate the targeted longer in vivo residence of 2–4 weeks. Films with similar weights (118.9 ± 7.1 mg) and thicknesses (0.21 ± 0.012 mm) were utilized for this study to ensure that macaques are exposed to similar amount of MK-2048, and reduce variability due to drug product. The amount of MK-2048 was found to be 24.02 mg per 1”x1” film. MK-2048 was quantified in plasma, vaginal fluids, and vaginal and cervical tissues (Fig. 10). Colposcopy assisted photography facilitated visualization of film presence or absence in the vaginal vault, film disintegration and evidence of toxicity to mucosa. One macaque was removed from the study after identifying that the animal manually removed the film, and therefore her results are not included here. Four animals completed the study. Normal macaque vaginal pH ranges from 5.0 to 8.0. The vaginal pH over time fluctuated within this normal range, with the majority of measures grouping around pH 6.0–7.5. The thiomer PLACL film formulation had no discernible impact on vaginal pH. Films were visually disintegrated by day 8 in two macaques, by day 21 in one macaque and not until day 44 (after manual removal of most of the residual on day 37) in one macaque. The thiomer MK-2048 film allowed for sustained local delivery of MK-2048 in fluids and tissues after the film structure disintegrated, with a geometric mean half-life of 1.92 days in vaginal fluid, 3.81 days in vaginal tissue, and 3.77 days in cervical tissue. All macaques had MK-2048 concentrations in vaginal fluids that exceeded the protein-adjusted in vitro IC95 (41 nM) through day 9, two macaques exceeded the in vitro IC95 through day 28, and one macaque (K02267) exceeded this threshold through day 37. Importantly, three of the four macaques had cervical tissue levels above the in vitro IC95 through day 15, and two macaques presented levels above in vitro IC95 for 28 days. Vaginal tissue levels exceeded the in vitro IC95 through day 15 in all four macaques, two macaques continued to show levels above IC95 for 21 days, and one animal showed levels until day 44 coinciding with longer duration of film presence in this animal. MK-2048 was detected in blood plasma, although below in vitro IC95, while the film product was present in the vagina and reached geometric mean (95 % CI) peak concentrations of 4624 (2986, 7162) pg/ml. Plasma levels decreased to below the level of quantification (BLQ: 25 pg/ml) prior to or upon film dissolution. MK-2048 displayed a t1/2 of 1.4 (95 % CI 0.35, 5.7) days and AUC of 14,338 (95 % CI 6325, 32,500) pg*d/ml in plasma.

Fig. 10. Concentration-time profile of MK-2048 in macaques exposed to one dose of MK-2048 thiomer PLACL 80 vaginal film.

Fig. 10.

a. cervicovaginal fluid, b. cervical tissue, c. vaginal tissue, and d. plasma. The dotted line represents in vitro IC95 of MK-2048 against HIV-1. Data is presented for individual animals and as median.

4. Discussion

User adherence plays a critical role in the success of biomedical HIV prevention strategies [41–46]. The effectiveness of on-demand/coitally-dependent topical PrEP relies on self-motivated product use. It is imperative to develop coitally-independent products for HIV prevention. This can be addressed through the discovery of potent long-lasting anti-retroviral agents [47] or the development of suitable dosage forms. In this study, we have designed an extended-release polymeric vaginal film with enhanced mucoadhesive property. The antiviral drug MK-2048, a potent second-generation integrase inhibitor which was evaluated for HIV prevention in a ring format [48,49] was used as a model drug to demonstrate feasibility.

Polymeric vaginal films reported thus far have been mostly focused on quick-dissolving products that are administrated in a coitally-dependent manner [35,37,50,51]. PLACL is a biodegradable copolymer which is commonly utilized in tissue engineering or long-term sustained drug delivery applications. Our target was to reduce the dosing frequency by developing a sustained release vaginal film with a dosing frequency of 2–4 weeks. Ryoichi Wada et al. reported that the molecular weight of PLACL has an impact on drug release with higher molecular weight PLACL showing slower drug release [52]. In Ryoichi’s study, films made with PLACL 70 (molecular weight of 140 kDa) exhibited only about 20 % of cisplatin release over a one-week period. We utilized lower molecular weight (12.3–16.8 kDa) PLACL 70, 80, or 90 to achieve desired drug release profile. In our study, film with the lower molecular weight PLACL showed much faster drug release rate as compared to most of the reported PLACL containing drug delivery systems. In addition, the release rate of MK-2048 could be further adjusted by incorporation of PLACL with different LA/CL ratios. We observed that the overall drug release rate of PLACL 80 film was the slowest compared to PLACL 70 and PLACL 90 films. This effect of the LA/CL ratio of co-polymers on drug release rate showed in our study is different from the reported result from Ryoichi Wada et al., but consistent with the result from Jelonek, K et al. [53]. This difference in PLACL effect is more than likely due to the API properties or PLACL polymer properties.

In these studies, the incorporation of thiomers significantly increased the films elastic modulus. This is because the Tg of thiolated chitosan is approximately 100 °C (Appendix 1), indicating that it will be brittle at body temperature or room temperature. Stiff vaginal films are not desirable since they may create discomfort during insertion, which will lead to low user acceptability and adherence. However, the increased stiffness induced by the thiomers was shown to be overcome by the incorporation of PLACL. DSC analysis revealed that the Tg of PLACL can be modified by tuning the ratio of LA to CL. All PLACLs synthesized in this work have Tg below body temperature. Therefore, PLACL exhibited plasticizing properties that resulted in greater elasticity in the thiomer film. The elasticity of these films was maintained at a similar level as that of the commercial film VCF® and clinical PVA film. Considering that the PLACL 80 film displayed the lowest drug release rate, it was selected as the lead film candidate for further studies.

Thiolated chitosan was shown to possess more than 7-day tissue retention time in vitro, outperforming other thiolated polymers as reported by A. Bernkop-Schnürch’s group [20]. We previously reported up to 7-day retention of thiolated chitosan containing vaginal films [22]. Thus, the thiomer containing film was utilized as a comparator for evaluation of the mucoadhesion of the designed thiomer PLACLs film using the developed ex vivo mucoadhesion method. The result showed that the enhanced tissue mucoadhesion of thiomer containing film was not compromised after co-formulation with PLACL 80. This might be due to the tissue adhesion property of the low molecular weight PLACL [54]. In addition, for most mucoadhesive polymers, insufficient retention time is caused by the continuous daily mucus turnover, which clears the mucus-bound polymers. This could be circumvented by modifying the matrix with excipients such as PLACL 80, which can reduce erosion of film matrix and thiol containing thiomer from the film matrix, thus enabling longer interaction with mucin and extending the residence time for film in the vaginal cavity. The increased residence of the film leads to continuously prolonged delivery of the loaded drug.

The tissue permeability of MK-2048 was significantly improved by formulating the drug into the thiomer containing film. Furthermore, it was also found that the human ectocervical tissue epithelial integrity was affected by the film containing thiomers as illustrated by the decreased TEER after 6 h-incubation. It is also reported by Gradauer et al. [55] and Song et al. [56] that enhanced permeability is usually related to reduced TEER, indicating a change in the barrier function of the epithelial layer in tissue. However, the histology staining of the cervical tissues that were used for TEER and permeability study showed no significant morphology changes in the epithelium of excised human ectocervical tissues. Also, the tissue toxicity data supports that thiomer is highly tolerable to human ectocervical tissue as well as macaque vaginal mucosa as demonstrated by our current and previous work [22]. We suspect that the improved tissue permeability may be caused by the thiomer through its impact on tight junctions of the epithelium [57].

We also studied the cytotoxicity of the thiomer PLACL80 film in the TZM-bl cell, which is an engineered cervical epithelial cell line. No cytotoxicity was observed for the placebo thiomer PLACL80 films. The MK-2048 thiomer PLACL80 film showed extremely high CC50 compared to the drug level required for HIV inhibition. In addition, the ability of MK-2048 and film formulated MK-2048 to inhibit HIV infection was investigated using TZM-bl assay. The IC50 of MK-2048 for the cellular HIV inhibition was comparable to its reported integrase inhibition activity [34]. The thiomer PLACL80 formulated MK-2048 showed similar IC50, which indicates that the film excipients have no negative interference to the anti-HIV activity of API. Interestingly, the placebo thiomer PLACL80 film was found to possess a baseline in vitro inhibitory effect on HIV infection, although the film component concentration needed for this effect was very high. Since the safety of the placebo film has been confirmed in the cytotoxicity study, one possible mechanism of the anti-HIV activity of the placebo film could be the interaction between the thiomers and the cysteine domains in HIV-1 Tat, which activates the transcription of HIV and promotes more infections [58]. However, further investigation needs to be conducted to study the impact of excipients on HIV-1 inhibition.

The in vivo proof of concept study in the macaque demonstrated that the developed films do not affect the pH and mucosal environment as evidenced by lack of any tissue related changes. Among the four animals that retained the film, extended drug release for a period of at least 9 days was noted. The drug concentrations coincided with film presence. Importantly, the drug concentrations were found to be above the in vitro IC95 in vaginal fluid and tissues for at least 15 days. A difference in retention was noted between different animals, which is indicative of variability in vaginal environments. Several factors can affect film mucoadhesion and disintegration in macaques including menstruation, fluid amount and composition, behavioral patterns of the animals such as self-grooming or scratching the area leading to film dislodgement. Despite the differences, all animals maintained the film for about 2 weeks.

5. Conclusions

In conclusion, MK-2048 was successfully formulated into a thiomer PLACL80 polymeric film that showed sustained release profile, enhanced tissue permeability and potent in vitro anti-HIV activity. The designed sustained-release film platform significantly improved the tissue mucoadhesion for vaginal delivery and was biocompatible with human ectocervical tissue and epithelial cells. These results demonstrate that this novel film platform has potential to address the user adherence issue in HIV prevention and can be utilized for other potent ARVs. Further, the platform can be applied for other routes of mucosal delivery such as buccal, nasal or intestinal for sustained drug delivery.

Acknowledgements

This work was funded through the National Institute of Allergy and Infectious Diseases (grant number: AI120249). Additional grant support was provided by the P51OD010424 and T32A1007140 at the Washington National Biomedical Research Center. MK-2048 was generously provided by Merck & Co., Inc. (Kenilworth, NJ, USA). The authors acknowledge Dr. Charlene Dezzutti (now deceased) for her contribution to in vitro anti-HIV activity, Dr. Bernard Moncla for help with lactobacilli compatibility testing. The authors also thank Dr. Tara Meyer and Dr. Vinayak Sant for helpful discussions on polymer and film characterization, and Dr. Junmei Zhang for critical review of the manuscript.

Appendix 1

DSC of Thiolated Chitosan. 2.8 mg of thiolated chitosan was sealed in an aluminum pan and heated from room temperature to 250 °C at a heating rate of 10 °C/min and a nitrogen flow rate of 50 ml/min. DSC data was analyzed using STARe software

Footnotes

CRediT authorship contribution statement

Jing Li: Writing – review & editing, Writing – original draft, Methodology, Formal analysis, Data curation, Conceptualization. Sravan Kumar Patel: Writing – review & editing, Writing – original draft, Methodology, Investigation, Formal analysis, Conceptualization. Yvonne Sweeney: Writing – review & editing, Visualization, Methodology, Formal analysis, Data curation. Dorothy Patton: Writing – review & editing, Supervision, Formal analysis, Data curation, Conceptualization. Peter Anderson: Writing – review & editing, Visualization, Supervision, Formal analysis, Data curation. Sharon L. Hillier: Writing – review & editing, Supervision, Resources, Project administration, Funding acquisition, Conceptualization. Lisa Cencia Rohan: Writing – review & editing, Writing – original draft, Supervision, Resources, Project administration, Methodology, Investigation, Funding acquisition, Formal analysis, Conceptualization.

Data availability

Data will be made available on request.

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