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. 2007 Oct 29;99(1):140–144. doi: 10.1111/j.1349-7006.2007.00638.x

Phase I and II pharmacokinetic and pharmacodynamic study of the proteasome inhibitor bortezomib in Japanese patients with relapsed or refractory multiple myeloma

Yoshiaki Ogawa 1,4,✉, Kensei Tobinai 2, Michinori Ogura 3, Kiyoshi Ando 1, Takahide Tsuchiya 1, Yukio Kobayashi 2, Takashi Watanabe 2, Dai Maruyama 2, Yasuo Morishima 3, Yoshitoyo Kagami 3, Hirofumi Taji 3, Hironobu Minami 4, Kuniaki Itoh 4, Masanobu Nakata 4, Tomomitsu Hotta 1
PMCID: PMC11159153  PMID: 17970782

Abstract

The purpose of this phase I and II study was to evaluate the safety, pharmacokinetics, pharmacodynamics, and efficacy of bortezomib in Japanese patients with relapsed or refractory multiple myeloma. This was a dose‐escalation study designed to determine the recommended dose for Japanese patients (phase I) and to investigate the antitumor activity and safety (phase II) of bortezomib administered on days 1, 4, 8, and 11 every 21 days. Thirty‐four patients were enrolled. A dose‐limiting toxicity was febrile neutropenia, which occurred in one of six patients in the highest‐dose cohort in phase I and led to the selection of 1.3 mg/m2 as the recommended dose. Adverse events ≥ grade 3 were rare except for hematological toxicities, although there was one fatal case of interstitial lung disease. The overall response rate was 30% (95% confidence interval, 16–49%). Pharmacokinetic evaluation showed a biexponential decline, characterized by a rapid distribution followed by a longer elimination, after dose administration, whereas the area under the concentration–time curve increased proportionately with the dose. Bortezomib was effective in Japanese patients with relapsed or refractory multiple myeloma. A favorable tolerability profile was also seen, although the potential for pulmonary toxicity should be monitored closely. The pharmacokinetic and pharmacodynamic profiles of bortezomib in the present study warrant further investigations, including more relevant administration schedules. (Cancer Sci 2008; 99: 140–144)


Multiple myeloma, one of the B‐cell lymphatic tumors, is a malignant hematopoietic tumor with poor prognosis for which a cure cannot ever be expected. The peak age of onset is high at 65–70 years, and its onset in patients younger than 40 years is rare. The median survival of patients with multiple myeloma is approximately 6–12 months if untreated, but it is prolonged to approximately 3 years with the administration of chemotherapy; the 5‐year survival rate has been reported to be approximately 25% and the 10‐year survival rate is <5%.( 1 , 2 ) As initial therapy for multiple myeloma, melphalan + prednisolone therapy and vincristine + doxorubicin + dexamethasone therapy have been used as global standards.( 3 , 4 ) High‐dose chemotherapy combined with autologous hematopoietic stem‐cell transplantation is reported to be significantly superior to multiagent chemotherapy in terms of response rate and progression‐free survival,( 5 ) and is considered to be a standard therapy primarily for patients who are 65 years old or younger. However, no consensus has been reached on the standard therapy for relapsed or chemotherapy‐refractory multiple myeloma patients.( 6 , 7 , 8 ) Multiple myeloma is an intractable disease with poor prognosis that continues to relapse, and the duration to relapse becomes shorter in patients who repeatedly receive treatment. There are no available treatment options in which durable efficacy can be expected after relapse, and therefore effective therapeutic choices with new mechanisms of action have been long awaited.

Bortezomib is a novel small molecule that is a potent selective and reversible inhibitor of the proteasome, and has been approved for the treatment of recurrent or refractory multiple myeloma in the USA and Europe. The pharmacokinetics (PK) of bortezomib were reported in a phase I study in which it was administered in combination with gemcitabine twice weekly for 2 weeks followed by a 10‐day rest period,( 9 ) and in another phase I study in which it was administered once weekly for 4 weeks followed by a 13‐day rest period.( 10 ) Both studies were conducted in patients with advanced solid tumors and not patients with multiple myeloma. Therefore, the present phase I and II study was designed to assess the PK and pharmacodynamic (PD) effects of bortezomib in multiple myeloma patients, particularly in a Japanese population. In addition, efficacy and safety were evaluated to determine the recommended dose (RD).

Patients and Methods

Eligibility.  The main eligibility criteria were: confirmed multiple myeloma according to the South‐west Oncology Group diagnostic criteria;( 11 ) had received at least previous standard front‐line therapy (including melphalan and predonisone, vincristine, doxorubicin, and dexamethasone chemotherapy, and high‐dose chemotherapy with autologous stem cell transplantation); had documentation of relapse or refractoriness to the last line of therapy and required therapy because of progressive disease at enrolment. Progressive disease was defined as at least one of the following: more than 25% increase in monoclonal immunoglobulin in the serum or urine; development of new osteolytic lesions or soft tissue tumors, or worsening of existing lesions; hypercalcemia (corrected serum calcium value of >11.5 mg/dL); relapse from complete response (CR); the presence of measurable disease lesions; Karnofsky performance status ≥ 60; 20–74 years of age; adequate bone marrow function (absolute neutrophil count ≥ 1000/mm3, platelets ≥ 75 000/mm3, and hemoglobin ≥ 8 g/dL), hepatic function (aspartate aminotransferase and alanine aminotransferase levels ≤2.5 times the upper limit of institutional normal range, total bilirubin ≤1.5 times the upper limit of institutional normal range), renal function (creatinine clearance ≥ 30 mL/min), and cardiac function (left ventricular ejection fraction ≥ 55% by echocardiography without New York Heart Association class III to IV congestive heart failure) in the previous 2 weeks; and had received no systemic chemotherapy or radiotherapy in the previous 4 weeks. This study was approved by the Institutional Review Board of each participating hospital. All patients gave written informed consent and the study was conducted in accordance with Good Clinical Practice for Trials of Drugs and the Declaration of Helsinki.

Study design.  The RD was determined based on the occurrence of dose‐limiting toxicity (DLT) in Japanese patients and in the dose‐escalating phase I of the study. The safety and efficacy of bortezomib at the RD were assessed in phase II. In phase I, three patients were enrolled in the 0.7 mg/m2‐dose group, and six patients each in the 1.0 and 1.3 mg/m2‐dose groups. DLT was defined as ≥grade 3 non‐hematological toxicity or grade 4 hematological toxicity for which the relation to bortezomib could not be ruled out. The RD was defined as a dose level with a DLT incidence closest to but lower than the estimated (expected) value of 30%. Bortezomib was administered for up to six cycles.

Drug administration.  Bortezomib, supplied by Janssen Pharmaceutical (Tokyo, Japan) in vials containing 3.5 mg, was administered by intravenous push over 3–5 s on days 1, 4, 8, and 11, followed by a 10‐day rest period, with this 3‐week period comprising one cycle. There was an interval of at least 72 h between doses.

Response and safety assessments.  Patients were monitored for response after every two treatment cycles by quantitation of serum immunoglobulins, serum protein electrophoresis and immunofixation (IF), and collection of a 24‐h urine specimen for total protein, electrophoresis, and IF. Response was evaluated using the European Group for Blood and Marrow Transplantation criteria,( 12 ) after cycles 2, 4, and 6.

Adverse events were assessed and graded according to the National Cancer Institute Common Toxicity Criteria version 2.0 from the first dose until 28 days after the last dose of bortezomib.

Pharmacokinetic and pharmacodynamic analysis.  Plasma bortezomib concentrations and blood 20S proteasome activity were measured in phase I. Blood samples were collected before each dose, at 5, 15, and 30 min, and 1, 2, 4, 6, 8, 12, 24, and 48 h after treatment on days 1 and 11. The measurement of plasma bortezomib concentration was conducted at Advion BioSciences (Ithaca, NY, USA) using liquid chromatography/tandem mass spectrometry (LC/MS/MS).( 13 ) The measurement of blood 20S proteasome activity was conducted at Millennium Pharmaceuticals (Cambridge, MA, USA) using the synthetic fluorescence substrate method validated for the chymotrypsin‐like activity/trypsin‐like activity ratio.( 14 )

Results

Patients and dose escalation.  The study was conducted from May 2004 to January 2006, and 34 patients were enrolled. Patient characteristics are shown in Table 1. All patients had secretory‐type myeloma, and the breakdown was 20 patients (59%) with IgG type, eight patients (24%) with IgA type, three patients (9%) with light‐chain type, and three patients (9%) with IgA and light‐chain type. Most patients had received prior therapy with steroids, alkylating agents, and/or vinca alkaloids. Ten patients (29%) had received stem cell transplantation including high‐dose therapy. The median number of lines of prior therapy was two (range: one to eight). Osteolytic lesions were observed in 30 patients (88%) and soft‐tissue tumors were observed in seven (21%). The median number of treatment cycles was four (range: one to six), and the median duration of treatment was 79 days (range: 1–152 days). Ten patients (29%) completed all six cycles. The reasons for discontinuation of therapy in 25 patients were progressive disease in 11 patients, patient's own request in six patients, serious adverse events in four patients, DLT in two patients, and others in three patients. Three patients were enrolled in the 0.7 mg/m2 group and six in the 1.0 mg/m2 group, and no DLT were observed at any dose level. In the 1.3 mg/m2 group, DLT (grade 3 febrile neutropenia) occurred in one of the six patients. Therefore, 1.3 mg/m2 was determined to be the RD in subsequent phase II, in which 18 patients were enrolled.

Table 1.

Patient characteristics

Patient characteristic n %
Patients 34
Sex
 Female 12  35
 Male 22  65
Age (years)
 Median 60
 Range 34–72
Durie‐Salmon stage
 I  0
 II 15  44
 III 19  56
Time since diagnosis (years)
 Median  3.4
 Range  1.0–13.7
Karnofsky performance status
 100 15  44
 90–80 18  53
 70–60  1   3
Serum interleukin‐6 (pg/mL)
 Mean  4.2
 Range  0.5–30.2
Cytogenetics
 Karyotype abnormal  4  12
 del(13)(q14)  7  21
 t(11; 14)  4  12
Prior therapy
 Chemotherapy 34 100
  Steroids 34 100
  Alkylating agents 33  97
  Vinca alkaloids 27  79
  Anthracyclines 22  65
  Thalidomide  8  24
  Interferon  7  21
 Radiation therapy  6  18
 Autologous hematopoietic stem cell transplantation 10  29

Adverse events.  The safety analysis dataset consisted of all patients who received at least one dose of bortezomib (34 patients). Adverse events observed in ≥20% of patients are shown in Table 2. The events observed at a high frequency (≥50%) were lymphopenia, neutropenia, leukopenia, thrombocytopenia, anemia, asthenia, diarrhea, constipation, nausea, anorexia, and pyrexia. At least one ≥grade 3 adverse event was observed in 88% of the patients. Major ≥grade 3 adverse events were hematological toxicities including lymphopenia, neutropenia, leukopenia, thrombocytopenia, and anemia. Grade 4 hematological toxicities included neutropenia in six patients (18%), three of which experienced this adverse event during cycle 1. At least grade 3 non‐hematological toxicities occurred in fewer than 10%, and no DLT during cycle 1 were observed. Grade 4 non‐hematological toxicities included hematuria, blood amylase increase, and blood uric acid increase in one patient (3%) each. Hematuria was attributed to prostate cancer and judged as not related to bortezomib. The underlying disease was considered to be involved in the blood uric acid increase; this event was judged unlikely to be related to bortezomib. At the occurrence of grade 4 blood amylase increase, blood amylase isozymes were pancreatic‐type in 86% and salivary‐type in 14%. There were no gastrointestinal symptoms, such as abdominal pain, associated with amylase increase. Abdominal echography revealed no finding suggesting pancreatitis or pancreatolithiasis, and the relevant events recovered 5 days after the onset. The causality of the grade 4 blood amylase increase with bortezomib was evaluated as ‘probable’, and therefore treatment was continued at a reduced dose from 1.3 to 1.0 mg/m2.

Table 2.

All adverse events occurring in at least 20% of patients ( n = 34)

Dose (mg/m2) 0.7 1.0 1.3 All Total %
No. of Patients (n = 3) (n = 6) (n = 25) (n = 34)
NCI‐CTC grade 1/2 3/4 1/2 3/4 1/2 3/4 1/2 3/4
Adverse event
Hematologic
 Lymphopenia 3 0 4 2  8 17 15 19 34 100
 Neutropenia 1 1 2 4  7 16 10 21 31 91
 Leukopenia 2 0 6 0 11 12 19 12 31 91
 Thrombocytopenia 1 0 4 0 12 11 17 11 28 82
 Anemia 2 0 2 3 10  8 14 11 25 74
Nonhematological
 Asthenia † 3 0 3 0 15  0 21  0 21 62
 Diarrhea 1 0 2 0 15  1 18  1 19 56
 Constipation 2 0 3 0 14  0 19  0 19 56
 Nausea 2 0 2 0 14  0 18  0 18 53
 Anorexia 3 0 2 0 14  0 18  0 18 53
 Pyrexia 0 0 4 0 14  0 18  0 18 53
 Peripheral neuropathy ‡ 0 0 3 0 12  1 15  1 16 47
 AST increased 1 0 1 0 11  2 13  2 15 44
 LDH increased 1 0 1 0 12  1 14  1 15 44
 Vomiting 1 0 0 0  9  1 10  1 11 32
 Rash 0 0 1 0 10  0 11  0 11 32
 ALP increased 0 0 2 0  8  0 10  0 10 29
 Headache 0 0 1 0  8  0  9  0  9 27
 ALT increased 1 0 1 0  7  0  9  0  9 27
 Hyperglycaemia 0 0 2 0  5  0  7  0  7 21
 Hyponatremia 1 0 0 1  5  0  6  1  7 21
 Renal impairment 1 0 1 0  5  0  7  0  7 21
 CRP increased 0 0 1 0  6  0  7  0  7 21
 Weight decreased 0 0 0 0  7  0  7  0  7 21
†

Including fatigue and malaise.

‡

‡ Including peripheral sensory neuropathy, peripheral motor neuropathy, and hypoesthesia. ALP, alkaline phosphatase; ALT, alanine aminotransferase; AST, aspartate aminotransferase; CRP, C‐reactive protein; LDH, lactate dehydrogenase; NCI‐CTC, National Cancer Institute Common Toxicity Criteria.

One case of interstitial lung disease (ILD) that resulted in a fatal outcome was observed in phase II. The patient with grade 5 ILD had developed the event on day 10 in cycle 2 after receiving seven doses of bortezomib in total. Pyrexia, non‐productive cough, hypoxia, and dyspnea were observed as early symptoms, and antibiotics, antimicrobials, steroid pulse therapy, and oxygen inhalation were initiated to treat it. However, respiratory failure worsened, so the patient was put on a ventilator, and the study was discontinued. After the onset of ILD, bronchoalveolar lavage was conducted, but the causative pathogen could not be identified. The available examinations for β‐d‐glucan, cytomegalovirus antigenemia, influenza virus, and urinary antigen of Legionella were found to be negative. The diagnosis from the pathological findings was diffuse alveolar damage. A retrospective analysis of the pretreatment computed tomography (CT) images indicated that the patient had subtle interstitial shadows in the basal region of both lungs. In response, the protocol was amended to exclude patients with abnormal pretreatment bilateral interstitial shadows on CT. No cases of fatal pulmonary toxicity were observed thereafter.

Efficacy.  Thirty‐three patients were evaluable for efficacy, excluding one ineligible patient who had another malignancy (prostate cancer). Objective responses were observed in 10 of 33 patients (30%; 95% confidence interval 16–49%), including five IF‐positive complete responses (CRIF+) and five partial responses. Of the 10 responders, five patients had one line of prior therapy, two patients had three lines of prior therapy, and three patients had four or more lines of prior therapy. It is noteworthy that one patient who had received eight lines of prior therapy, including high‐dose chemotherapy with autologous stem‐cell transplantation, showed CRIF+. Of the 10 patients who had received prior autologous hematopoietic stem cell transplantation, two patients showed CRIF+, and three patients showed PR. With respect to osteolytic lesions, which is one of the efficacy endpoints, partial regression in five patients, partial disappearance in one patient, and regression of soft‐tissue tumors in two patients were observed.

Pharmacokinetics and pharmacodynamics.  The mean plasma bortezomib concentration–time profiles on days 1 and 11 obtained from 16 patients enrolled in phase I are shown in Fig. 1a. PK parameters obtained using non‐compartmental analysis are shown in Table 3. The plasma bortezomib concentration–time profiles showed a biphasic elimination profile, characterized by rapid distribution followed by a longer elimination at all dose levels. At any dose level, the elimination half‐life (t1/2) on day 11 was prolonged, and systemic clearance (CL) was lower compared with day 1. Therefore, delayed elimination of bortezomib from plasma associated with repeated administrations was observed, and the plasma bortezomib concentration after administration (C0, estimated value) and area under the plasma concentration–time curve (AUC) showed higher values on day 11 compared with day 1. AUC showed dose dependency, whereas C0 did not.

Figure 1.

Figure 1

(a) Plasma bortezomib concentrations (mean + SD). (b) Inhibition of blood 20S proteasome activity (mean + SD).

Table 3.

Pharmacokinetic parameters (non‐compartmental analysis)

Parameter Day Dose (mg/m2)
0.7(n = 3) 1.0(n = 6) 1.3(n = 5–7) †
C0 (ng/mL)  1  73.75 ± 7.89 144.92 ± 179.31 185.84 ± 57.65
11 130.68 ± 71.97 147.19 ± 72.33 187.03 ± 54.31
AUC (ng · h/mL)  1  14.04 ± 0.70  28.58 ± 24.86  46.50 ± 19.89
11 112.01 ± 47.74 108.39 ± 52.32 186.60 ± 49.79
Half life (h)  1   3.31 ± 0.88   6.81 ± 8.81  16.11 ± 20.75
11  64.59 ± 30.29  32.46 ± 12.91  57.39 ± 24.92
Clearance (L/h)  1  83.35 ± 10.52 105.41 ± 75.66  51.97 ± 18.99
11  11.77 ± 4.67  19.63 ± 14.50  12.10 ± 3.73
Vz (L)  1 406.92 ± 154.03 520.08 ± 349.87 894.41 ± 682.35
11 978.51 ± 263.13 731.69 ± 242.35 957.81 ± 350.40
Vss (L)  1 186.46 ± 85.02 288.90 ± 260.74 507.75 ± 558.30
11 812.60 ± 202.03 540.03 ± 218.72 763.81 ± 271.64
C0 ratio 11/1  1.789 ± 0.973  1.848 ± 1.133  1.103 ± 0.249
AUC ratio 11/1  7.940 ± 3.247  5.363 ± 2.970  5.142 ± 0.543
†

Day 1, n = 7; day 11, n = 5. Values are mean ± SD. AUC, area under the concentration–time curve from time zero to infinity; AUC ratio, AUC on day 11/AUC on day 1; C0, plasma concentration at the end of administration; C0 ratio, C0 on day 11/C0 on day 1; Vz, the apparent volume of distribution during the terminal phase; Vss, the apparent volume of distribution at steady state.

The inhibition of blood 20S proteasome activity is shown in Fig. 1b. The 20S proteasome inhibition recovered over time at all dose levels, but was prolonged compared with the temporal decrease in plasma bortezomib concentration, and the inhibition was still observed before treatment on days 4, 8, and 11.

Discussion

In the present study, bortezomib was generally well tolerated in the 25 Japanese patients whose treatments were started at the RD of 1.3 mg/m2. Hematological toxicities, gastrointestinal toxicities, and peripheral neuropathies observed in our patients were similar to those reported for patients in clinical studies from the USA and Europe.( 15 , 16 ) Most could be managed without interventions or with the usual symptomatic therapy. Grade 4 neutropenia was observed in 18% of patients, but treatment could be continued with dose reduction. The response rate obtained in the present study was comparable to that reported by Richardson et al. in a pivotal phase III study.( 16 ) In addition, patients who had received heavy prior therapy also showed a consistent response. Therefore, 1.3 mg/m2 is considered appropriate as an initial dose of bortezomib in Japanese patients. There was a fatal pulmonary disorder event (ILD) in one patient treated with the 1.3 mg/m2 dose in which a causal relationship with bortezomib could not be ruled out. Hence, special care should be taken prior to initiating treatment with bortezomib to evaluate patients (e.g. chest X‐ray or chest CT scan) and during and after bortezomib treatment if they develop subjective symptoms such as dyspnea, cough, and fever.

The assessment of PK and PD in multiple myeloma patients treated with bortezomib twice weekly for 2 weeks was conducted for the first time in Japanese patients. A decrease in CL associated with increased exposures and subsequently longer t1/2 values were observed after repeated administration and dose escalation. The relatively large volume of distribution suggests that bortezomib may be distributed extensively into the extravascular tissues. It can be postulated that CL values on day 1 are apparent values observed due to rapid tissue distribution, whereas saturation of proteasome binding sites and tissue distribution occur after multiple dosing, and the CL value on day 11 may be a better representation of the true value.

It was also found that the blood 20S proteasome inhibition at each dose level recovered over time, but was prolonged compared with the temporal decrease in plasma bortezomib concentration. Similarly to CL, this could be due to the large distribution volume of bortezomib and its slow return from tissues to plasma.

Delayed elimination and enhanced proteasome inhibition were observed with repeated administration and dose increase, but no clear tendency in the incidence or degree of adverse reactions was observed. However, the PD results of the present study in Japanese patients demonstrate that the inhibition of 20S proteasome activity does not recover even after 72 h, which is specified as a minimum interval for bortezomib dosing. Accordingly, when bortezomib is used in clinical practice, it is important to determine the optimal dosage and determine whether it is appropriate to administer bortezomib while considering the balance between safety and efficacy.

Acknowledgments

We thank all of the investigators, physicians, nurses, and clinical research coordinators at Tokai University School of Medicine, National Cancer Center Hospital, Aichi Cancer Center, and National Cancer Center Hospital East. We give recognition to Dr A. Togawa (Kofu National Hospital, Kofu, Japan), Dr Y. Sasaki (Saitama Medical University, Saitama, Japan), and Dr K. Hatake (Cancer Institute Hospital, Japanese Foundation for Cancer Research, Tokyo, Japan) for their strict review of the clinical data as members of the Independent Data Monitoring Committee.


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